DFX Intelligence

G•••• L•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

G•••• L•••• C••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

HUNTSVILLE, AL | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:304238b5-a8bc-d6a9-8151-2622cb60981a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 3, 2026	n/a	yes	HUNTSVILLE, AL\|PLYMOUTH, MN	Current employment
C•••• I••••••••• L••	Independent wealth	Jun 6, 2016	n/a	yes	HUNTSVILLE, AL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• E••••• M••••••••• L••	C•••• I••••••••• L••	Jun 6, 2016	Jun 6, 2016	0	Firm change	Other
H••••• I••••••••• M••••••••• L••	V••• E••••• M••••••••• L••	Mar 23, 2015	Mar 24, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
119880:174239:OH:2015-03-23	Mar 23, 2015	Mar 24, 2015	CINCINNATI, OH	Firm change

Relationships

Registered with (4)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ C•••• I••••••••• L••Registered adviserregistration: current employment
Jun 6, 2016 to presentfactForm ADV
→ V••• E••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2015 to Jun 6, 2016factForm ADV
→ H••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:304238b5-a8bc-d6a9-8151-2622cb60981a
First observed: Aug 11, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.