RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• L•••• C••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 3, 2026 · Huntsville, Al
- C•••• I••••••••• L•• independent RIA currentsince Jun 6, 2016 · Huntsville, Al
- V••• E••••• M••••••••• L•• independent RIAMar 24, 2015 to Jun 6, 2016 · Huntsville, Fl
- H••••• I••••••••• M••••••••• L•• independent RIAAug 11, 2010 to Mar 23, 2015 · Higdon, Al
- V••• E••••• M••••••••• L•• to C•••• I••••••••• L••left Jun 6, 2016, registered Jun 6, 2016 (0 days) · Other
- H••••• I••••••••• M••••••••• L•• to V••• E••••• M••••••••• L••left Mar 23, 2015, registered Mar 24, 2015 (1 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address