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D••••• C•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)37 years in industry

D••••• C•••••• D•••••

Advisor at M•••• I•••

DALLAS, TX

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Search this name across graphsid dfx:ria:3045b3be-dcda-1dfd-e65a-27f4df2bee8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• I•••	Independent wealth	Feb 17, 2004	n/a	yes	DALLAS, TX	Current employment
I••••••••• A••••••• N•••••• L••	Independent wealth	Mar 8, 2022	Nov 30, 2022	no	Dallas, TX\|DALLAS, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• N•••••• L••	n/a	Nov 30, 2022	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ M•••• I•••Registered adviserregistration: previous registration
Jan 25, 2000 to Dec 31, 2002factForm ADV
→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: previous registration
Mar 8, 2022 to Nov 30, 2022factForm ADV

Dated events

Occurred
Nov 30, 2022
Advisor departed, no destination yet
D••••• C•••••• D••••• no longer registered at I••••••••• A••••••• N•••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3045b3be-dcda-1dfd-e65a-27f4df2bee8c
First observed: Jan 25, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.