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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MIAI, INC.

CRD 111695

DALLAS, TX

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Search this name across graphsid dfx:ria:86cc5da9-9f96-7529-4a34-af2a1f85926a

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 5
On other graphs: 0
Observed: Dec 1, 2011 to Sep 10, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $213MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $213M
Private client RAUM: $207MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $42.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 276
Individual clients: 242
High net worth clients: 32
SEC number: 801-61363
CRD: 111695
Filings on the tape: 30
First filed: Dec 1, 2011
Latest filed: Sep 10, 2026
Organised: Corporation, TX
Website: maplewoodinvestments.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL CLIFTON DOOLEY	Personal Financial Specialist	DALLAS, TX	22	37	2	yes
DONALD KING HALL	n/a	DALLAS, TX	14	40	2	yes
CHARLES HASKELL RAHM	n/a	DALLAS, TX	10	34	n/a	yes
CYNTHIA ELIZABETH BESEK	n/a	DALLAS, TX	7	26	1	yes
ROBIN RENEE WOODELL	Certified Financial Planner	DALLAS, TX \| CHARLOTTE, NC \| Charlotte, NC	0	19	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BESEK, CYNTHIA, ELIZABETH	Secretary	Na	yes	08/2002	Dec 1, 2011	Dec 5, 2024
BLUEPRINT NORTH 1, LLC	Member	C	yes	09/2024	Oct 8, 2024	Dec 5, 2024
BP-MAPLEWOOD LLC	Member	D	yes	09/2024	Oct 8, 2024	Dec 5, 2024
DOOLEY, DANIEL, CLIFTON	President	Na	yes	10/2015	Dec 1, 2011	Dec 5, 2024
MAPLEWOOD HOLDINGS LLC	SOLE SHAREHOLDER	E	yes	09/2024	Oct 8, 2024	Dec 5, 2024
MOORE, LAURIE, MICHELE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Dec 1, 2011	Dec 5, 2024
ROBINSON, JONATHAN, DAVID	CHAIRMAN OF THE BOARD	C	yes	09/2024	Oct 8, 2024	Dec 5, 2024
ARTHAUD, JAMES, RANDALL	Trustee	F	no	05/2010	Oct 8, 2024	Dec 5, 2024
COLLINS, RORY, RICHARD	Member	C	no	08/2022	Oct 8, 2024	Dec 5, 2024
HAUCK, TONY, GENE	Member	C	no	08/2022	Oct 8, 2024	Dec 5, 2024
JAMES R ARTHUAD REVOCABLE TRUST	Member	C	no	08/2021	Dec 5, 2024	Dec 5, 2024
LANGLEY, BRANDON, SCOTT	Member	C	no	04/2024	Oct 8, 2024	Dec 5, 2024
ROBINSON, JONATHAN, DAVID	Member	C	no	04/2024	Oct 8, 2024	Dec 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLUEPRINT INVESTMENT PARTNERS LLC	n/a	Asset manager	$1.8B	N	yes	n/a
BLUEPRINT FINANCIAL ADVISORS LLC	n/a	Independent wealth	$1.4B	N	yes	n/a
BLUEPRINT FUND MANAGEMENT LLC	n/a	Asset manager	$340M	N	yes	n/a
MAPLEWOOD INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 23, 2026	$213M	$213M	4	4	1	n/a	n/a
2024	Oct 8, 2024	$189M	$189M	4	4	0	n/a	n/a
2023	Jan 2, 2024	$147M	$146M	4	4	0	n/a	n/a
2022	Dec 16, 2022	$371M	$370M	4	4	0	n/a	n/a
2021	Oct 26, 2021	$417M	$411M	8	7	2	n/a	n/a
2020	Oct 13, 2020	$328M	$323M	8	7	2	n/a	n/a
2019	Oct 16, 2019	$337M	$301M	10	9	3	n/a	n/a
2018	Dec 27, 2018	$324M	$288M	12	9	3	n/a	n/a
2017	Nov 3, 2017	$272M	$240M	12	9	3	n/a	n/a
2016	Oct 11, 2016	$195M	$165M	9	8	n/a	n/a	n/a
2015	Oct 6, 2015	$223M	$219M	11	8	n/a	n/a	n/a
2014	Dec 19, 2014	$220M	$110M	10	7	n/a	n/a	n/a
2013	Dec 10, 2013	$191M	$60.9M	10	7	n/a	n/a	n/a
2012	Dec 14, 2012	$170M	$59.5M	10	7	n/a	n/a	n/a
2011	Dec 1, 2011	$148M	$48.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$213M	$189M	12.6%	$371M	-16.9%	4	4	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	2	Sep 12, 2016	Dec 27, 2016	DALLAS, TX	Team lift out	Other	28.6%

Relationships

Affiliated with (6)

→ BLUEPRINT INVESTMENT PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BLUEPRINT FUND MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ BLUEPRINT FINANCIAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← BLUEPRINT FINANCIAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← BLUEPRINT INVESTMENT PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV
← BLUEPRINT FUND MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Registered with (11)

← ROBIN RENEE WOODELLAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← CYNTHIA ELIZABETH BESEKAdvisorregistration: current employment
Sep 13, 2019 to presentfactForm ADV
← CHARLES HASKELL RAHMAdvisorregistration: current employment
May 26, 2016 to presentfactForm ADV
← DONALD KING HALLAdvisorregistration: current employment
Jul 9, 2012 to presentfactForm ADV
← DANIEL CLIFTON DOOLEYAdvisorregistration: previous registration
Jan 25, 2000 to Dec 31, 2002factForm ADV
← WILLIAM BRUCE ROBINSONAdvisorregistration: previous registration
Jan 9, 2003 to Oct 21, 2022factForm ADV
← SCOTT DAVID SCHROEDERAdvisorregistration: previous registration
Aug 30, 2016 to Aug 7, 2020factForm ADV
← ANDUREA DAWN ALEXANDERAdvisorregistration: previous registration
Oct 15, 2015 to Sep 12, 2016factForm ADV
← PETER EDWARD RUTHAdvisorregistration: previous registration
Jul 11, 2012 to Sep 12, 2016factForm ADV
← NEAL ELLIOTT WATSONAdvisorregistration: previous registration
Aug 11, 2004 to Aug 12, 2016factForm ADV
← EDWARD WILLIAM MURRAYAdvisorregistration: previous registration
Aug 24, 2009 to Dec 31, 2011factForm ADV

Controls (7)

← BESEK, CYNTHIA, ELIZABETHOwnerSECRETARY, ownership code NA, individual
Dec 1, 2011 to Dec 5, 2024factForm ADV
← DOOLEY, DANIEL, CLIFTONOwnerPRESIDENT, ownership code NA, individual
Dec 1, 2011 to Dec 5, 2024factForm ADV
← MOORE, LAURIE, MICHELEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 1, 2011 to Dec 5, 2024factForm ADV
← ROBINSON, JONATHAN, DAVIDOwnerCHAIRMAN OF THE BOARD, ownership code C, individual
Oct 8, 2024 to Dec 5, 2024factForm ADV
← BLUEPRINT NORTH 1, LLCOwnerMEMBER, ownership code C, domestic entity
Oct 8, 2024 to Dec 5, 2024factForm ADV
← BP-MAPLEWOOD LLCOwnerMEMBER, ownership code D, domestic entity
Oct 8, 2024 to Dec 5, 2024factForm ADV
← MAPLEWOOD HOLDINGS LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Oct 8, 2024 to Dec 5, 2024factForm ADV

Owns (6)

← ROBINSON, JONATHAN, DAVIDOwnerMEMBER, ownership code C, individual
Oct 8, 2024 to Dec 5, 2024factForm ADV
← COLLINS, RORY, RICHARDOwnerMEMBER, ownership code C, individual
Oct 8, 2024 to Dec 5, 2024factForm ADV
← LANGLEY, BRANDON, SCOTTOwnerMEMBER, ownership code C, individual
Oct 8, 2024 to Dec 5, 2024factForm ADV
← HAUCK, TONY, GENEOwnerMEMBER, ownership code C, individual
Oct 8, 2024 to Dec 5, 2024factForm ADV
← ARTHAUD, JAMES, RANDALLOwnerTRUSTEE, ownership code F, individual
Oct 8, 2024 to Dec 5, 2024factForm ADV
← JAMES R ARTHUAD REVOCABLE TRUSTOwnerMEMBER, ownership code C, domestic entity
Dec 5, 2024 to Dec 5, 2024factForm ADV

Moved with (1)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviser2 advisors, team lift out, same day
Sep 12, 2016 to Dec 27, 2016factForm ADV

Dated events

Occurred
Oct 8, 2024
Control person joined
Michele Laurie Moore (Chief Compliance Officer) appeared on Schedule A of Miai, Inc.
Form ADVobserved 6 days ago
Occurred
Oct 8, 2024
Control person joined
David Jonathan Robinson (Chairman Of The Board) appeared on Schedule A of Miai, Inc.
Form ADVobserved 6 days ago
Occurred
Jan 2, 2024
Regulatory AUM changed
Miai, Inc. reported RAUM $146.6M, down 61% from $371.3M (2022-12-16 to 2024-01-02)
Form ADVobserved 6 days ago
$-225M
Occurred
Dec 16, 2022
Control person left
Michele Laurie Moore (Chief Compliance Officer) no longer on Schedule A of Miai, Inc. (listed 2022-07-28, absent 2022-12-16)
Form ADVobserved 6 days ago
Occurred
Oct 21, 2022
Advisor changed firm
William Bruce Robinson left Miai, Inc. for Lpl Financial Llc (registered 2022-09-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86cc5da9-9f96-7529-4a34-af2a1f85926a
First observed: Dec 1, 2011
Last observed: Sep 10, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIAI, INC.

CRD 111695

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86cc5da9-9f96-7529-4a34-af2a1f85926a

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL CLIFTON DOOLEY

Personal Financial Specialist

DALLAS, TX

yes

DONALD KING HALL

n/a

DALLAS, TX

yes

CHARLES HASKELL RAHM

n/a

DALLAS, TX

n/a

yes

CYNTHIA ELIZABETH BESEK

n/a

DALLAS, TX

yes

ROBIN RENEE WOODELL

Certified Financial Planner

DALLAS, TX | CHARLOTTE, NC | Charlotte, NC

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BESEK, CYNTHIA, ELIZABETH

Secretary

yes

08/2002

Dec 1, 2011

Dec 5, 2024

BLUEPRINT NORTH 1, LLC

Member

yes

09/2024

Oct 8, 2024

Dec 5, 2024

BP-MAPLEWOOD LLC

Member

yes

09/2024

Oct 8, 2024

Dec 5, 2024

DOOLEY, DANIEL, CLIFTON

President

yes

10/2015

Dec 1, 2011

Dec 5, 2024

MAPLEWOOD HOLDINGS LLC

SOLE SHAREHOLDER

yes

09/2024

Oct 8, 2024

Dec 5, 2024

MOORE, LAURIE, MICHELE

CHIEF COMPLIANCE OFFICER

yes

10/2024

Dec 1, 2011

Dec 5, 2024

ROBINSON, JONATHAN, DAVID

CHAIRMAN OF THE BOARD

yes

09/2024

Oct 8, 2024

Dec 5, 2024

ARTHAUD, JAMES, RANDALL

Trustee

05/2010

Oct 8, 2024

Dec 5, 2024

COLLINS, RORY, RICHARD

Member

08/2022

Oct 8, 2024

Dec 5, 2024

HAUCK, TONY, GENE

Member

08/2022

Oct 8, 2024

Dec 5, 2024

JAMES R ARTHUAD REVOCABLE TRUST

Member

08/2021

Dec 5, 2024

LANGLEY, BRANDON, SCOTT

Member

04/2024

Oct 8, 2024

Dec 5, 2024

ROBINSON, JONATHAN, DAVID

Member

04/2024

Oct 8, 2024

Dec 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLUEPRINT INVESTMENT PARTNERS LLC

n/a

Asset manager

$1.8B

yes

n/a

BLUEPRINT FINANCIAL ADVISORS LLC

n/a

Independent wealth

$1.4B

yes

n/a

BLUEPRINT FUND MANAGEMENT LLC

n/a

Asset manager

$340M

yes

n/a

MAPLEWOOD INVESTMENTS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 23, 2026

$213M

n/a

2024

Oct 8, 2024

$189M

n/a

2023

Jan 2, 2024

$147M

$146M

n/a

2022

Dec 16, 2022

$371M

$370M

n/a

2021

Oct 26, 2021

$417M

$411M

n/a

2020

Oct 13, 2020

$328M

$323M

n/a

2019

Oct 16, 2019

$337M

$301M

n/a

2018

Dec 27, 2018

$324M

$288M

n/a

2017

Nov 3, 2017

$272M

$240M

n/a

2016

Oct 11, 2016

$195M

$165M

n/a

2015

Oct 6, 2015

$223M

$219M

n/a

2014

Dec 19, 2014

$220M

$110M

n/a

2013

Dec 10, 2013

$191M

$60.9M

n/a

2012

Dec 14, 2012

$170M

$59.5M

n/a

2011

Dec 1, 2011

$148M

$48.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$213M

$189M

12.6%

$371M

-16.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Sep 12, 2016

Dec 27, 2016

DALLAS, TX

Team lift out

Other

28.6%