This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Employees

16

Advisory employees

15

Offices

0Schedule D 1.F, beyond the principal office

CRD

140436

Filings on the tape

1

First filed

Mar 31, 2026

Latest filed

Mar 31, 2026

Organised

Limited Liability Company, NY

Website

daviekaplan.com

• Occurred

  Feb 26, 2026
  Team lift-out

  2 advisors left Davie Kaplan Wealth Care Advisors, LLC (Rochester, NY) for Dkcb Financial Advisors, LLC on the same day

  Form ADVobserved 4 days ago
  2 advisors
• Occurred

  Feb 26, 2026
  Advisor changed firm

  Michael David Agostinelli left Davie Kaplan Wealth Care Advisors, Llc for Dkcb Financial Advisors, Llc (registered 2021-06-22)

  Form ADVobserved 4 days ago
• Occurred

  Feb 26, 2026
  Advisor changed firm

  Jeanne E Morelli left Davie Kaplan Wealth Care Advisors, Llc for Dkcb Financial Advisors, Llc (registered 2021-06-22)

  Form ADVobserved 4 days ago
• Occurred

  Sep 5, 2025
  Team lift-out

  3 advisors left Avantax Advisory Services (Rochester, NY) for Davie Kaplan Wealth Care Advisors, LLC on the same day

  Form ADVobserved 4 days ago
  3 advisors
• Occurred

  Feb 5, 2025
  Advisor changed firm

  Angella Nichole Ohara left Davie Kaplan Wealth Care Advisors, Llc for Avantax Advisory Services (registered 2023-10-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:30466bb3-41fe-081b-39b4-5634211cc18c

First observed

Mar 31, 2026

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.