This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Employees

14

Advisory employees

14

Offices

0Schedule D 1.F, beyond the principal office

CRD

126493

Filings on the tape

1

First filed

Mar 31, 2026

Latest filed

Mar 31, 2026

Organised

Limited Liability Company, NY

• Occurred

  Feb 26, 2026
  Team lift-out

  2 advisors left Dkcb Financial Advisors, LLC (Rochester, NY) for Avantax Advisory Services on the same day

  Form ADVobserved 6 days ago
  2 advisors
• Occurred

  Feb 26, 2026
  Team lift-out

  2 advisors left Davie Kaplan Wealth Care Advisors, LLC (Rochester, NY) for Dkcb Financial Advisors, LLC on the same day

  Form ADVobserved 6 days ago
  2 advisors
• Occurred

  Feb 26, 2026
  Advisor changed firm

  Michael David Agostinelli left Dkcb Financial Advisors, Llc for Avantax Advisory Services (registered 2023-10-24)

  Form ADVobserved 6 days ago
• Occurred

  Feb 26, 2026
  Advisor changed firm

  Jeanne E Morelli left Dkcb Financial Advisors, Llc for Avantax Advisory Services (registered 2023-10-24)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7b371a82-4977-ff84-6504-b3e9f3c28649

First observed

Mar 31, 2026

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.