DFX Intelligence

J••••• E• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist23 years in industry

J••••• E• M••••••

Advisor at D••• F•••••••• A•••••••• L••

ROCHESTER, NY

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Search this name across graphsid dfx:ria:51b05029-45ce-8bf0-4c7c-feb582d5f4b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• F•••••••• A•••••••• L••	State registered	Mar 19, 2026	n/a	yes	ROCHESTER, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	Oct 28, 2025	no	RUSH, NY\|ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• F•••••••• A•••••••• L••	A•••••• A••••••• S•••••••	Feb 26, 2026	Oct 24, 2023	-856	Firm change after gap	Other
D•••• K••••• W••••• C••• A•••••••• L••	D••• F•••••••• A•••••••• L••	Feb 26, 2026	Jun 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
126493:104556:NY:2026-02-26	Feb 26, 2026	Oct 24, 2023	ROCHESTER, NY	Firm change after gap
140436:126493:NY:2026-02-26	Feb 26, 2026	Jun 22, 2021	ROCHESTER, NY	Firm change after gap

Relationships

Registered with (4)

→ D••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 22, 2021 to Feb 26, 2026factForm ADV
→ D•••• K••••• W••••• C••• A•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2021 to Feb 26, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 5, 2025 to Oct 28, 2025factForm ADV
→ A•••••• A••••••• S•••••••

Dated events

Occurred
Feb 26, 2026
Advisor changed firm
J••••• E• M•••••• left D••• F•••••••• A•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-10-24)
Form ADVobserved 7 days ago
Occurred
Feb 26, 2026
Advisor changed firm
J••••• E• M•••••• left D•••• K••••• W••••• C••• A•••••••• L•• for D••• F•••••••• A•••••••• L•• (registered 2021-06-22)
Form ADVobserved 7 days ago
Occurred
Oct 28, 2025
Advisor changed firm
J••••• E• M•••••• left C••••• I••••••••• A••••••• L•• for D••• F•••••••• A•••••••• L•• (registered 2026-03-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51b05029-45ce-8bf0-4c7c-feb582d5f4b1
First observed: Jun 21, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.