DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Provenio Capital
Legal name Provenio Capital Management LLC
Latest filing Jul 21, 2026
First filing on the tape Sep 6, 2024 · 7 filings
SEC status approved since Oct 8, 2024
RAUM
$1.6B
reported, Item 5.F
Discretionary
15%
of RAUM
Private clients
76%
$1.2B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$408M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.6B as of Jul 21, 2026
Mar 25, 2025$1.6B then
HNW client RAUM$1.2B as of Jul 21, 2026
Mar 25, 2025$1.3B then
State-registered IARs (5.B.3)3 as of Jul 21, 2026
Mar 25, 20253 then
Employees (5.A)11 as of Jul 21, 2026
Mar 25, 202511 then
Private funds: no history
RAUM -0.5% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $408MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.2MderivedHNW RAUM over HNW clients
- Average account
- $12.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 15%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $140M, 55 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B76%
- Insurance companies$199M12%
- Pooled investment vehicles$106M6.5%
- Charitable organizations$59.0M3.6%
- Pension and profit-sharing plans$26.1M1.6%
- Corporations and businesses$479,6000.0%
- Individual clients
- n/areported
- HNW clients
- 94reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 132reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $140M for 55 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.76 fund_share=0.07 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Benjamin Paul Wynn Durrant | Newport Beach, Ca | Jan 1, 2026 | 25 y | 2 |
| Jeremy David Chused | Newport Beach, Ca | Jan 1, 2026 | 19 y | 4 |
| Kevin Michael Murphy | Newport Beach, Ca | Jan 1, 2026 | 29 y | 6 |
| Christopher Gerard Kelly | Palm Beach, Fl | Mar 6, 2026 | 42 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Dak H Spivey to Rockefeller Capital ManagementAug 18, 2025 · RIA to affiliated broker-dealer or bank
- Darren Robert Chappell to MML Investors Services, LLCJul 8, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Dak H Spivey from Thece Wealth ManagementMay 8, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Provenio CapitalDec 16, 2024 · Newport Beach, Ca · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Darren Chappell · Senior Vice President Of Investments And Chief Operating Officercontrolsince 03/2022 · owns less than 5%
- David Jeremy Chused · Senior Vice President Of Investment Operationscontrolsince 06/2016 · owns less than 5%
- Paul Wynn Benjamin Durrant · Member, Co-Founder And Chief Investment Officercontrolsince 06/2016 · owns less than 5%
- Michael Kevin Murphy · Member, Co-Founder And Chief Executive Officercontrolsince 09/2016 · owns less than 5%
- B Reshma Patel · Senior Vice President Of Operations And Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- Paul Wynn Benjamin Durrant · Trusteecontrolsince 05/2022 · owns 50% to 75% of Durrant Living Trust
- Dawn Jennifer Gross · Trusteecontrolsince 05/2022 · owns 50% to 75% of Durrant Living Trust
- Michael Kevin Murphy · Trusteecontrolsince 04/2001 · owns 50% to 75% of Murphy Family Trust Dtd 04/03/2001
- Schriber Tracy Murphy · Trusteecontrolsince 04/2001 · owns 50% to 75% of Murphy Family Trust Dtd 04/03/2001
Entity owners
- Provenio Capital LLC · Memberdirect · owns 75% or more
- Durrant Living Trust · Shareholderindirect · owns 50% to 75% of Provenio Capital LLC
- Murphy Family Trust Dtd 04/03/2001 · Shareholderindirect · owns 50% to 75% of Provenio Capital LLC
Related persons
Schedule D 7.A
- Provenio Capital Insurance Services LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 21, 2026GROSS, JENNIFER, DAWN (TRUSTEE) left Schedule A between the filings of 2024-09-06 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 21, 2026MURPHY, TRACY, SCHRIBER (TRUSTEE) left Schedule A between the filings of 2024-09-06 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 21, 2026CHAPPELL, DARREN, ROBERT (SENIOR VICE PRESIDENT OF INVESTMENTS AND CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-09-06 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 25, 2026 to Jul 21, 2026
- Accounts · 128 to 132Nov 12, 2025 to Mar 25, 2026
- HNW clients · 92 to 94Nov 12, 2025 to Mar 25, 2026
- Assets in custody · $137M to $140MNov 12, 2025 to Mar 25, 2026
- Other offices · 0 to 1Nov 12, 2025 to Mar 25, 2026
- Discretionary RAUM · $213M to $244MNov 12, 2025 to Mar 25, 2026
- HNW RAUM · $1.3B to $1.2BNov 12, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $1.4B to $1.4BNov 12, 2025 to Mar 25, 2026
- Pension RAUM · $21.9M to $26.1MNov 12, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $120M to $106MNov 12, 2025 to Mar 25, 2026
- RAUM · $1.6B to $1.6BNov 12, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 0Jul 8, 2025 to Nov 12, 2025
- Accounts · 124 to 128Sep 9, 2024 to Mar 25, 2025
- HNW clients · 98 to 92Sep 9, 2024 to Mar 25, 2025
- Pooled vehicle clients · 7 to 13Sep 9, 2024 to Mar 25, 2025
- Assets in custody · $134M to $137MSep 9, 2024 to Mar 25, 2025
- Discretionary RAUM · $200M to $213MSep 9, 2024 to Mar 25, 2025
- HNW RAUM · $1.4B to $1.3BSep 9, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $1.4B to $1.4BSep 9, 2024 to Mar 25, 2025
- Pension RAUM · $20.6M to $21.9MSep 9, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $40.3M to $120MSep 9, 2024 to Mar 25, 2025
- RAUM · $1.6B to $1.6BSep 9, 2024 to Mar 25, 2025
Signals
4 dated events
- Dak H Spivey left Provenio Capital for Rockefeller Capital Management (registered 2025-08-06)Aug 18, 2025 · Advisor changed firm · fact
- Darren Robert Chappell left Provenio Capital for Mml Investors Services, Llc (registered 2025-12-08)Jul 8, 2025 · Advisor changed firm · fact
- Provenio Capital's advisors moved to Provenio Capital (Newport Beach, CA): 4 of 4 registered, on the same dayDec 16, 2024 · Firm absorbed (people side) · derived
- Provenio Capital filed its initial SEC registration (Form ADV)Sep 6, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@proveniocapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 949-301-9060reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/provenio-capital-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- proveniocapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (949) 301-9060reportedpublic record, Form ADV, Jul 21, 2026
- Contact form
- proveniocapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- proveniocapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $408Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026