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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL Paul HARIACZYI

Advisor at ADVICE AND PLANNING SERVICES

Charlotte, NC

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Search this name across graphsid dfx:ria:304db0ee-0e9f-68a8-fd1e-f6ff18d0aba7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Sep 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 7, 2019
First registration: Sep 24, 2002
Dual registered: yes, broker-dealer
Other names: Michael Paul Hariaczyi|MICHAEL P HARIACZYI
IAPD individual key: 4516589

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 7, 2026	n/a	yes	Charlotte, NC\|Charlotte, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 17, 2023	Jul 15, 2026	no	CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 9, 2023	Jul 19, 2023	no	HUNT VALLEY, MD\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Nov 18, 2019	Nov 25, 2022	no	CHARLOTTE, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	Feb 11, 2004	no	PRINCETON, NJ	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Sep 24, 2002	Jan 1, 2004	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ADVICE AND PLANNING SERVICES	Jul 15, 2026	Aug 7, 2026	23	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Jul 19, 2023	Aug 17, 2023	29	Firm change	Wirehouse to wirehouse
VANGUARD ADVISERS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 25, 2022	Jan 9, 2023	45	Firm change	Ibd to wirehouse
PNC WEALTH MANAGEMENT	VANGUARD ADVISERS, INC.	Feb 11, 2004	Nov 18, 2019	5,759	Firm change after gap	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:20472:NC:2026-07-15	Jul 15, 2026	Aug 7, 2026	CHARLOTTE, NC	Firm change
106715:7691:NC:2022-11-25	Nov 25, 2022	Jan 9, 2023	CHARLOTTE, NC	Firm change

Relationships

Registered with (6)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2023 to Jul 15, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 9, 2023 to Jul 19, 2023factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Nov 18, 2019 to Nov 25, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2004 to Feb 11, 2004factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Sep 24, 2002 to Jan 1, 2004factForm ADV

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
Michael Paul Hariaczyi left Wells Fargo Advisors for Advice And Planning Services (registered 2026-08-07)
Form ADVobserved 6 days ago
Occurred
Jul 19, 2023
Advisor changed firm
Michael Paul Hariaczyi left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2023-08-17)
Form ADVobserved 6 days ago
Occurred
Nov 25, 2022
Advisor changed firm
Michael Paul Hariaczyi left Vanguard Advisers, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-01-09)
Form ADVobserved 6 days ago