DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P••• H••••••••

A••••• A•• P••••••• S•••••••BD affiliatedCharlotte, Ncdual registrantIAPD 4516589

Feed of 09/14/2026

Also filed as M•••••• P••• H••••••••

At current firm

0 y

since Aug 7, 2026

In the industry

23 y

since Sep 24, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Aug 7, 2026 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Aug 17, 2023 to Jul 15, 2026 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 9, 2023 to Jul 19, 2023 · Hunt Valley, Md
V••••••• A•••••••• I••• BD affiliated
Nov 18, 2019 to Nov 25, 2022 · Charlotte, Nc
P•• W••••• M••••••••• BD affiliated
Jan 1, 2004 to Feb 11, 2004 · Princeton, Nj
J••••• H•••••••• W••• L••••• L•• former
Sep 24, 2002 to Jan 1, 2004 · Princeton, Nj

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••
left Jul 15, 2026, registered Aug 7, 2026 (23 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jul 19, 2023, registered Aug 17, 2023 (29 days) · Wirehouse to wirehouse
V••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 25, 2022, registered Jan 9, 2023 (45 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
P•• W••••• M••••••••• to V••••••• A•••••••• I•••
left Feb 11, 2004, registered Nov 18, 2019 (5759 days) · Other
J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••
left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Signals

M•••••• P••• H•••••••• left W•••• F•••• A••••••• for A••••• A•• P••••••• S••••••• (registered 2026-08-07)
Jul 15, 2026 · Advisor changed firm · fact
M•••••• P••• H•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2023-08-17)
Jul 19, 2023 · Advisor changed firm · fact
M•••••• P••• H•••••••• left V••••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-01-09)
Nov 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address