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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Timothy Glenn Thrasher

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Montgomery, TX | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30517621-e0b0-baab-61a6-be6f95c8a9de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 24, 2011
First registration: Feb 14, 2012
Dual registered: yes, broker-dealer
Other names: TIM THRASHER
IAPD individual key: 5504858

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 17, 2023	n/a	yes	MINNEAPOLIS, MN\|Montgomery, TX	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Mar 23, 2018	Sep 25, 2018	no	Baton Rouge, LA\|SAN ANTONIO, TX\|Shepherdsville, KY\|WICHITA FALLS, TX\|SOUTHLAKE, TX\|WINNSBORO, TX\|GREENWOOD, AR	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Mar 24, 2014	Mar 23, 2018	no	SAN ANTONIO, TX\|MOUNTAIN HOME, AR\|DAWSONVILLE, GA\|Galveston, TX\|DOYLESTOWN, PA\|HAMILTON, NJ\|PHOENIXVILLE, PA\|MARSHALL, MI\|CARTERSVILLE, GA\|PENSACOLA, FL\|MORGAN CITY, LA\|LANGHOME, PA\|WAYNE, PA\|OSWEGO, IL\|MARSHALL, MI\|WYOMISSING, PA\|JACKSONVILLE, AR\|Neptune Beach, FL\|WASHINGTON, MO\|Shepherdsville, KY\|GOODLAND, KS\|ST. CLAIR, MI\|Louisville, KY\|Lorain, OH\|HEBER SPRINGS, AR\|WARREN, OH\|WINNSBORO, TX\|SCHERTZ, TX\|KIRBY, TX\|SAN ANTONIO, TX\|WINNSBORO, TX\|Alton, IL\|WICHITA FALLS, TX\|SOUTHLAKE, TX\|GREENWOOD, AR	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Feb 14, 2012	Oct 4, 2013	no	BOERNE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 25, 2018	May 17, 2023	1,695	Bulk transfer	Ibd to ibd
ADVISORS ASSET MANAGEMENT, INC.	INVESTMENT PROFESSIONALS, INC.	Oct 4, 2013	Mar 24, 2014	171	Firm change	Other

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 17, 2023 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Mar 23, 2018 to Sep 25, 2018factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 14, 2012 to Oct 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30517621-e0b0-baab-61a6-be6f95c8a9de
First observed: Feb 14, 2012
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Timothy Glenn Thrasher

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Montgomery, TX | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30517621-e0b0-baab-61a6-be6f95c8a9de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

May 17, 2023

n/a

yes

MINNEAPOLIS, MN|Montgomery, TX

Current employment

INVESTMENT PROFESSIONALS, INC.

Former SEC adviser

Mar 23, 2018

Sep 25, 2018

Previous registration

INVESTMENT PROFESSIONALS, INC.

Former SEC adviser

Mar 24, 2014

Mar 23, 2018

Previous registration

ADVISORS ASSET MANAGEMENT, INC.

Mixed wealth

Feb 14, 2012

Oct 4, 2013

BOERNE, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVESTMENT PROFESSIONALS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Sep 25, 2018

May 17, 2023

1,695

Bulk transfer

Ibd to ibd

ADVISORS ASSET MANAGEMENT, INC.

INVESTMENT PROFESSIONALS, INC.

Oct 4, 2013

Mar 24, 2014

171

Firm change

Other