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K••••• A••• C••••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

K••••• A••• C••••••••• S••••••

Advisor at J• W• C••• A•••••••• I•••

Portland, OR | TAMPA, FL

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Search this name across graphsid dfx:ria:3057078c-b689-5535-efe7-de670a0c34f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: May 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Aug 11, 2026	n/a	yes	Portland, OR\|TAMPA, FL	Current employment
B•• S••••••••• I•••	Independent wealth	Feb 17, 2026	Jul 1, 2026	no	PORTLAND, OR\|CHERRY HILL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• S••••••••• I•••	J• W• C••• A•••••••• I•••	Jul 1, 2026	Aug 11, 2026	41	Firm change	RIA to ibd
H••••• M••• I••••••••• I•••	B•• S••••••••• I•••	Jul 1, 2026	Feb 17, 2026

Relationships

Registered with (9)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ H••••• M••• I••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2026 to Jul 1, 2026factForm ADV
→ B•• S••••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2026 to Jul 1, 2026factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
K••••• A••• C••••••••• S•••••• left B•• S••••••••• I••• for J• W• C••• A•••••••• I••• (registered 2026-08-11)
Form ADVobserved 7 days ago
Occurred
Jul 1, 2026
Advisor changed firm
K••••• A••• C••••••••• S•••••• left H••••• M••• I••••••••• I••• for B•• S••••••••• I••• (registered 2026-02-17)
Form ADVobserved 7 days ago
Occurred
Jan 2, 2026
Advisor changed firm
K••••• A••• C••••••••• S•••••• left L•• F•••••••• L•• for H••••• M••• I••••••••• I••• (registered 2026-02-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3057078c-b689-5535-efe7-de670a0c34f6
First observed: May 3, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.