DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kaytie Anne Cunningham Salzman

J. W. Cole Advisors, Inc.BD affiliatedPortland, Or dual registrantIAPD 5789252

Feed of 09/14/2026

Also filed as Kaytie Cunningham

At current firm

0 y

since Aug 11, 2026

In the industry

14 y

since Jan 10, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J. W. Cole Advisors, Inc. BD affiliated current
since Aug 11, 2026 · Portland, Or
Bcg Securities, Inc. independent RIA
Feb 17, 2026 to Jul 1, 2026 · Portland, Or
Horace Mann Investors, Inc. no RAUM
Feb 13, 2026 to Jul 1, 2026 · Portland, Or
LPL Financial LLC BD affiliated
Jul 15, 2025 to Jan 2, 2026 · Portland, Or
Cuso Financial Services, L.P. former
May 8, 2023 to Jul 14, 2025 · San Diego, Ca
Avantax Advisory Services former
Feb 7, 2022 to Feb 7, 2022 · Portland, Or
M Holdings Securities, Inc. BD affiliated
Jun 20, 2018 to Feb 3, 2021 · Portland, Or
Td Ameritrade Investment Management, LLC former
May 3, 2016 to Jun 22, 2018 · Portland, Or
Td Ameritrade, Inc. former
May 3, 2016 to Jun 22, 2018 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

Bcg Securities, Inc. to J. W. Cole Advisors, Inc.
left Jul 1, 2026, registered Aug 11, 2026 (41 days) · RIA to affiliated broker-dealer or bank
Horace Mann Investors, Inc. to Bcg Securities, Inc.
left Jul 1, 2026, registered Feb 17, 2026 (-134 days) · Other
LPL Financial LLC to Horace Mann Investors, Inc.
left Jan 2, 2026, registered Feb 13, 2026 (42 days) · Other
Cuso Financial Services, L.P. to LPL Financial LLC
left Jul 14, 2025, registered Jul 15, 2025 (1 days) · Affiliated broker-dealer or bank to another
Avantax Advisory Services to Cuso Financial Services, L.P.
left Feb 7, 2022, registered May 8, 2023 (455 days) · Affiliated broker-dealer or bank to another
M Holdings Securities, Inc. to Avantax Advisory Services
left Feb 3, 2021, registered Feb 7, 2022 (369 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to M Holdings Securities, Inc.
left Jun 22, 2018, registered Jun 20, 2018 (-2 days) · RIA to affiliated broker-dealer or bank
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Jun 22, 2018, registered May 3, 2016 (-780 days) · Other

Signals

Kaytie Anne Cunningham Salzman left Bcg Securities, Inc. for J. W. Cole Advisors, Inc. (registered 2026-08-11)
Jul 1, 2026 · Advisor changed firm · fact
Kaytie Anne Cunningham Salzman left Horace Mann Investors, Inc. for Bcg Securities, Inc. (registered 2026-02-17)
Jul 1, 2026 · Advisor changed firm · fact
Kaytie Anne Cunningham Salzman left Lpl Financial Llc for Horace Mann Investors, Inc. (registered 2026-02-13)
Jan 2, 2026 · Advisor changed firm · fact
Kaytie Anne Cunningham Salzman left Cuso Financial Services, L.P. for Lpl Financial Llc (registered 2025-07-15)
Jul 14, 2025 · Advisor changed firm · fact
Kaytie Anne Cunningham Salzman left Avantax Advisory Services for Cuso Financial Services, L.P. (registered 2023-05-08)
Feb 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address