DFX Intelligence

R•••••• O• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R•••••• O• B••••

Advisor at E•• R•••• F•••••••• S•••••••

OMAHA, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• R•••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• R•••• F•••••••• S•••••••	State registered	Aug 3, 2020	n/a	yes	OMAHA, NE	Current employment
O•••• P•••••••• S••••••••• L••	Former SEC adviser	Mar 13, 2019	Apr 14, 2020	no	Omaha, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Apr 14, 2020	Mar 13, 2019	-398	Channel change	RIA to RIA
O•••• P•••••••• S••••••••• L••	E•• R•••• F•••••••• S•••••••	Apr 14, 2020	Aug 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
107975:125446:NE:2020-04-06	Apr 14, 2020	Mar 13, 2019	OMAHA, NE	Firm change after gap

Relationships

Registered with (3)

→ E•• R•••• F•••••••• S•••••••Registered adviserregistration: current employment
Aug 3, 2020 to presentfactForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2010 to Apr 14, 2020factForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2019 to Apr 14, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.