RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• O• B••••
- E•• R•••• F•••••••• S••••••• state registered currentsince Aug 3, 2020 · Omaha, Ne
- O•••• P•••••••• S••••••••• L•• formerMar 13, 2019 to Apr 14, 2020 · Omaha, Ne
- O•••• P•••••••• S••••••••• L•• BD affiliatedAug 6, 2010 to Apr 14, 2020 · Omaha, Ne
- O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••left Apr 14, 2020, registered Mar 13, 2019 (-398 days) · channel change inside one enterprise, not a move · moved with a team
- O•••• P•••••••• S••••••••• L•• to E•• R•••• F•••••••• S•••••••left Apr 14, 2020, registered Aug 3, 2020 (111 days) · RIA to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address