DFX Intelligence

J•••••• J•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J•••••• J•••• M••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:3057d1f3-fd68-a759-8177-6d7dc607a011

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 19, 2023	n/a	yes	FARGO, ND\|MINNEAPOLIS, MN\|WEST FARGO, ND	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	May 22, 2006	Jul 25, 2023	no	LIDGERWOOD, ND\|DICKINSON, ND\|BEACH, ND\|LEMMON, SD\|ADA, MN\|FARGO, ND\|FARGO, ND\|FARGO, ND\|COOPERSTOWN, ND\|MOORHEAD, MN\|FARGO, ND\|MOORHEAD, MN\|FARGO, ND\|FARGO, ND\|FARGO, ND\|FARGO, ND\|FARGO, ND\|COOPERSTOWN, ND\|FARGO, ND\|DICKINSON, ND\|WAHPETON, ND\|BRECKENRIDGE, MN\|REDFIELD, SD\|GETTYSBURG, SD\|HURON, SD\|CORSICA, SD\|VERMILLION, SD\|PLATTE, SD\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	L•• F•••••••• L••	Jul 25, 2023	Jul 19, 2023	-6	Bulk transfer	Ibd to ibd
C••••• I••••••••• S••••••• L••	B••••••• I••••••••• S•••••••• I••• •••••	May 17, 2006	May 22, 2006

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
May 22, 2006 to Jul 25, 2023factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 28, 2004 to May 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3057d1f3-fd68-a759-8177-6d7dc607a011
First observed: Jan 28, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.