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BAY RIVERS GROUP, INC., CRD 290095
WILLIAMSBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Charles Lucy | Certified Financial Planner | WILLIAMSBURG, VA | 8 | 30 | 3 | no |
| Bruce Albert Lemley | Certified Financial Planner | WILLIAMSBURG, VA | 8 | 28 | 3 | no |
| ALAN Lawrence BRODERICK | Certified Financial Planner | WILLIAMSBURG, VA | 8 | 23 | 3 | yes |
| Will Payton Gibson | Chartered Financial Analyst | WILLIAMSBURG, VA | 2 | 12 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRODERICK, ALAN, L. | CCO & SHAREHOLDER | B | yes | 03/2017 | Sep 28, 2017 | Sep 13, 2024 |
| LEMLEY, BRUCE, ALBERT | Shareholder | C | yes | 03/2017 | Sep 28, 2017 | Sep 13, 2024 |
| LUCY, CHARLES, PHILLIP | Shareholder | C | yes | 03/2017 | Sep 28, 2017 | Sep 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 5107 PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| ABCM PARTNERS, LLC DBA BAY RIVERS GROUP TAX SERVICES | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 13, 2026 | $326M | $322M | 4 | 4 | 0 | n/a | n/a |
| 2024 | Jan 6, 2025 | $273M | $266M | 4 | 4 | 0 | n/a | n/a |
| 2023 | Jan 8, 2024 | $207M | $201M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Jan 11, 2023 | $161M | $156M | 3 | 3 | 0 | n/a | n/a |
| 2021 | Jan 21, 2022 | $199M | $194M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Jan 12, 2021 | $154M | $151M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Jan 6, 2020 | $133M | $128M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Jan 21, 2019 | $109M | $103M | 3 | 3 | 0 | n/a | n/a |
| 2017 | Jan 31, 2018 | n/a | n/a | 3 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $326M | $273M | 19.7% | $161M | 26.4% | 4 | 4 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 3 | Mar 7, 2018 | Mar 7, 2018 | WILLIAMSBURG, VA | Team lift out | Wirehouse to new firm | 0.2% |