DFX Intelligence

A••• L••••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

A••• L••••••• B••••••••

Advisor at B•• R••••• G•••• W••••• P•••••••

WILLIAMSBURG, VA

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Search this name across graphsid dfx:ria:47706724-4d14-8efb-47f7-5617775b2733

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• R••••• G•••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• R••••• G•••• W••••• P•••••••	Independent wealth	Mar 7, 2018	n/a	yes	WILLIAMSBURG, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 7, 2006	Mar 7, 2018	no	WILLIAMSBURG, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B•• R••••• G•••• W••••• P•••••••	Mar 7, 2018	Mar 7, 2018	0	Firm change	Wirehouse to new firm
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Dec 15, 2006	Dec 7, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:290095:VA:2018-03-07	Mar 7, 2018	Mar 7, 2018	WILLIAMSBURG, VA	Firm change

Relationships

Registered with (4)

→ B•• R••••• G•••• W••••• P•••••••Registered adviserregistration: current employment
Mar 7, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 7, 2006 to Mar 7, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 21, 2006 to Dec 15, 2006factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47706724-4d14-8efb-47f7-5617775b2733
First observed: Sep 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.