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J•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J•••• S••••••

Advisor at P•• W••••• M•••••••••

Murfreesboro, TN | Nashville, TN | FRANKLIN, TN | BOWLING GREEN, KY

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Search this name across graphsid dfx:ria:307b3beb-15c5-d51d-4a4c-b3c73b1f6e03

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Mar 12, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 6, 2025	n/a	yes	Nashville, TN\|Murfreesboro, TN\|FRANKLIN, TN\|BOWLING GREEN, KY	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 2, 2023	Jul 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	P•• W••••• M•••••••••	Jul 3, 2025	Aug 6, 2025	34	Firm change	Ibd to ibd
T••••• A••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 14, 2023

Relationships

Registered with (9)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 2, 2023 to Jul 3, 2025factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2022 to Aug 14, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 3, 2025
Advisor changed firm
J•••• S•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•• W••••• M••••••••• (registered 2025-08-06)
Form ADVobserved 7 days ago
Occurred
Aug 14, 2023
Advisor changed firm
J•••• S•••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-08-02)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
J•••• S•••••• added a KY registration at P•• W••••• M•••••••••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:307b3beb-15c5-d51d-4a4c-b3c73b1f6e03
First observed: Mar 12, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.