DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• S••••••

P•• W••••• M•••••••••BD affiliatedMurfreesboro, Tn dual registrantIAPD 2669838

Feed of 09/15/2026

Also filed as Jamie M Settles

At current firm

1 y

since Aug 6, 2025

In the industry

30 y

since Nov 14, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Aug 6, 2025 · Nashville, Tn
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 2, 2023 to Jul 3, 2025 · Franklin, Tn
T••••• A••••••• S•••••••• I••• BD affiliated
Aug 18, 2022 to Aug 14, 2023 · Nashville, Tn
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 13, 2017 to Jul 23, 2021 · Franklin, Tn
T••••• A••••••• S•••••••• I••• BD affiliated
Nov 16, 2016 to Sep 6, 2017 · Franklin, Tn
E•••••••• A•••••••• L•• national BD
Jan 10, 2012 to May 31, 2012 · Franklin, Tn
S•••••• A•••• M••••••••• I••• unclassified
Apr 15, 2011 to Dec 31, 2011 · Brentwood, Tn
F•••• H•••••• A•••••••• I•• former
Nov 17, 2009 to Sep 3, 2010 · Nashville, Tn
S••••• A••• A•••• M••••••••• I••• former
Mar 3, 2008 to Sep 5, 2008 · Birmingham, Al
M••••• K••••• • C••••••• L•• former
Mar 12, 2007 to Apr 18, 2007 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•• W••••• M•••••••••
left Jul 3, 2025, registered Aug 6, 2025 (34 days) · Affiliated broker-dealer or bank to another
T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 14, 2023, registered Aug 2, 2023 (-12 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••
left Jul 23, 2021, registered Aug 18, 2022 (391 days) · Wirehouse to affiliated broker-dealer or bank
T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 6, 2017, registered Nov 13, 2017 (68 days) · Other
E•••••••• A•••••••• L•• to T••••• A••••••• S•••••••• I•••
left May 31, 2012, registered Nov 16, 2016 (1630 days) · Affiliated broker-dealer or bank to a newly registered adviser
S•••••• A•••• M••••••••• I••• to E•••••••• A•••••••• L••
left Dec 31, 2011, registered Jan 10, 2012 (10 days) · Other
F•••• H•••••• A•••••••• I•• to S•••••• A•••• M••••••••• I•••
left Sep 3, 2010, registered Apr 15, 2011 (224 days) · Other
S••••• A••• A•••• M••••••••• I••• to F•••• H•••••• A•••••••• I••
left Sep 5, 2008, registered Nov 17, 2009 (438 days) · Other
M••••• K••••• • C••••••• L•• to S••••• A••• A•••• M••••••••• I•••
left Apr 18, 2007, registered Mar 3, 2008 (320 days) · Other

Signals

J•••• S•••••• added a KY registration at P•• W••••• M•••••••••
Sep 14, 2026 · New state registration · fact
J•••• S•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•• W••••• M••••••••• (registered 2025-08-06)
Jul 3, 2025 · Advisor changed firm · fact
J•••• S•••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-08-02)
Aug 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address