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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | ARLINGTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 1, 2024 | n/a | yes | ARLINGTON, TX|PLYMOUTH, MN | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Aug 4, 2020 | Jun 7, 2024 | no | Colleyville, TX|SAN DIEGO, CA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 31, 2001 | Dec 31, 2011 | no | COLLEYVILLE, TX|COLLEYVILLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jun 7, 2024 | May 1, 2024 | -37 | Firm change after gap | RIA to RIA |
| FSC SECURITIES CORPORATION | THE RETIREMENT GROUP, LLC | Dec 31, 2011 | Aug 4, 2020 | 3,139 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148296:116407:CA:2024-05-31 | Jun 7, 2024 | May 1, 2024 | SAN DIEGO, CA | Firm change after gap |