DFX Intelligence

C•••• C••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C•••• C••••• S••••••

Advisor at R••••••••• F•••••••• G••••• L••

BEAUMONT, TX | NEDERLAND, TX

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Search this name across graphsid dfx:ria:30989f9d-fd98-5598-b992-966dc8295273

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• F•••••••• G••••• L••	Independent wealth	Oct 26, 2022	n/a	yes	NEDERLAND, TX\|BEAUMONT, TX	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Dec 5, 2016	Dec 9, 2022	no	Nederland, TX\|Beaumont, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	R••••••••• F•••••••• G••••• L••	Dec 9, 2022	Oct 26, 2022	-44	Firm change after gap	Ibd to new firm
G••••• F•••••••• P•••••• C••••••• I•••	A• W••••• M••••••••• L••	Dec 6, 2016	Dec 5, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:322692:TX:2022-12-09	Dec 9, 2022	Oct 26, 2022	BEAUMONT, TX	Firm change after gap
132070:282580:FL:2016-11-17	Dec 6, 2016	Dec 5, 2016	SARASOTA, FL	Firm change

Relationships

Registered with (3)

→ R••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 26, 2022 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 5, 2016 to Dec 9, 2022factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2013 to Dec 6, 2016factForm ADV

Dated events

Occurred
Dec 9, 2022
Advisor changed firm
C•••• C••••• S•••••• left A• W••••• M••••••••• L•• for R••••••••• F•••••••• G••••• L•• (registered 2022-10-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30989f9d-fd98-5598-b992-966dc8295273
First observed: Apr 2, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.