DFX Intelligence

S•••• U•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

S•••• U•••• F••••••

Advisor at M••••••

Park City, UT

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Search this name across graphsid dfx:ria:30a3a4c5-73ea-bb0f-cbdb-ab53826d0c12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Nov 2, 2022	n/a	yes	Park City, UT	Current employment
R••••• F•••••••• A•••••••	Former SEC adviser	Nov 29, 2005	Jan 3, 2022	no	SALT LAKE CITY, UT\|Park City, UT\|LA MESA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• F•••••••• A•••••••	M••••••	Jan 3, 2022	Nov 2, 2022	303	Firm change	RIA to ibd
G••••••• C•••••• M••••••••• L••	R••••• F•••••••• A•••••••	Dec 31, 2005	Nov 29, 2005

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Nov 2, 2022 to presentfactForm ADV
→ R••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 29, 2005 to Jan 3, 2022factForm ADV
→ G••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 18, 2004 to Dec 31, 2005factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviser

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30a3a4c5-73ea-bb0f-cbdb-ab53826d0c12
First observed: Mar 29, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.