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R••••• F•••••••• A••••••• LLC, CRD 110315
LA MESA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••• C•••••••• M• | CHIEF OPERATING OFFICER | Na | yes | 12/2019 | May 25, 2021 | Nov 11, 2021 |
| D••••• F• R••••• A•• M••• A•• R••••• T•••• | Member | Na | yes | 07/2005 | Mar 13, 2012 | Nov 11, 2021 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEWPORT BEACH | CA | United States | 3 | no |
| SANTA FE | Nm | United States | 1 | no |
| PARK CITY | Ut | United States | 1 | no |
| Manama | n/a | Bahrain | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $2.2B | $1.4B | 63.4% | $1.3B | 19.9% | 43 | 45 | 4 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••••• P••••••• | 13 | Jan 3, 2022 | Jan 1, 2026 | LA MESA, CA | Firm absorbed | RIA to RIA | 76.5% |
| W••••••••• R••••••••• A••••••• | 2 | Dec 1, 2021 | Dec 2, 2021 |
| Member |
| D |
| yes |
| 07/2005 |
| Mar 13, 2012 |
| Nov 11, 2021 |
| L•••••••• S•••• L• | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2020 | May 25, 2021 | Nov 11, 2021 |
| R••••• 2••• I••••••••• T•••• | MANAGING MEMBER | C | yes | 04/2015 | May 6, 2015 | Nov 11, 2021 |
| R•••••• D•••••• F•••• | Chairman | Na | yes | 10/1997 | Mar 13, 2012 | Nov 11, 2021 |
| R•••••• D•••••• F•••• | Trustee | F | yes | 10/1997 | Mar 13, 2012 | Nov 11, 2021 |
| R•••••• D••••••• F•••• | Trustee | D | yes | 04/2001 | Mar 13, 2012 | Nov 11, 2021 |
| R•••••• D••••••• F•••• | President | Na | yes | 09/1999 | Mar 13, 2012 | Nov 11, 2021 |
| R•••••• D••••••• F•••• | Trustee | C | yes | 04/2015 | Mar 13, 2012 | Nov 11, 2021 |
| B••••• G•••• G•••••••• | Trustee | D | no | 04/2001 | Mar 13, 2012 | Nov 11, 2021 |
| R•••••• M•••• A•• | Trustee | F | no | 10/1997 | Mar 13, 2012 | Nov 11, 2021 |
| $1.9B |
| $1.8B |
| 40 |
| 24 |
| 4 |
| n/a |
| n/a |
| 2019 | Mar 30, 2020 | $1.4B | $1.3B | 45 | 23 | 4 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.3B | $1.3B | 36 | 19 | 4 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.3B | $1.2B | 38 | 21 | 5 | n/a | n/a |
| 2016 | Mar 17, 2017 | $1.0B | $966M | 34 | 20 | n/a | n/a | n/a |
| 2015 | Jan 14, 2016 | $778M | $760M | 29 | 17 | n/a | n/a | n/a |
| 2014 | Mar 2, 2015 | $755M | $732M | 28 | 17 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $612M | $612M | 28 | 15 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $483M | $483M | 21 | 10 | n/a | n/a | n/a |
| 2011 | Mar 13, 2012 | $377M | $377M | n/a | n/a | n/a | n/a | n/a |
| LA MESA, CA |
| Team lift out |
| Other |
| 10.5% |
| C•••••• W••••• A••••••• | 2 | Feb 28, 2019 | Feb 4, 2019 | LA MESA, CA | Team lift out | RIA to RIA | 14.3% |