DFX Intelligence

Data Factory

M•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

M•••••• C•••••• M••••••••• L••

CRD 109250

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30a9e7a7-1e63-5b85-2e32-9a2068bdecce

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 12
On other graphs: 1
Observed: Dec 8, 2011 to Jul 22, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• C•••••• M••••••••• L••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.19 fund_share=0.71 institutional_share=0.07 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $4.3BItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.3B
Private client RAUM: $809MderivedItem 5.D individuals plus high net worth individuals
Private client share: 19%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••••• W•••••• P•••• L•••••	n/a	DENVER, CO	4	10	n/a	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••• F•••••• G••••• F•••• L•••	Other Private Fund	$84.1M	Apr 1, 2013	11	Mar 30, 2012	dropped	021-122950
T•••• P•••••••• L•	Hedge Fund	$37.8M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• C••••••••• L••	EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, AND SECRETARY	Na	yes	01/2022	Mar 31, 2022	Apr 5, 2024
L••••• J••••• E•••••	EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER	Na	yes	03/2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.3B	$4.0B	6.0%	$2.4B	20.5%	26	26	0	0

Relationships

Registered with (4)

← E••••• W•••••• P•••• L•••••Advisorregistration: current employment
Jun 29, 2022 to presentfactForm ADV
← CORY MATTHEW ROSSAdvisorregistration: previous registration
Apr 29, 2013 to Nov 3, 2021factForm ADV
← JOHN JOSEPH HANLEYAdvisorregistration: previous registration
Oct 5, 2007 to Apr 25, 2017factForm ADV
← DAVID WARREN LUBCHENCO

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
M•••••• C•••••• M••••••••• L•• reported RAUM $3.3B, up 34% from $2.4B (2023-05-19 to 2024-03-28)
Form ADVobserved 6 days ago
$818M
Occurred
Mar 31, 2023
Regulatory AUM changed
M•••••• C•••••• M••••••••• L•• reported RAUM $2.4B, down 25% from $3.3B (2022-12-19 to 2023-03-31)
Form ADVobserved 6 days ago
$-831M
Occurred
Mar 31, 2023
Control person left
Louis Neil Gloude (President, Chief Financial Officer, And Treasurer) no longer on Schedule A of M•••••• C•••••• M••••••••• L•• (listed 2022-12-19, absent 2023-03-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30a9e7a7-1e63-5b85-2e32-9a2068bdecce
First observed: Dec 8, 2011
Last observed: Jul 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 1, 2026	$4.3B	$4.3B	26	7	0	n/a	n/a
2024	Apr 2, 2025	$4.0B	$4.0B	26	7	0	n/a	n/a
2023	Mar 28, 2024	$3.3B	$3.3B	28	8	0	n/a	n/a
2022	Mar 31, 2023	$2.4B	$2.4B	27	9	0	n/a	n/a
2021	Mar 31, 2022	$3.3B	$3.3B	34	12	0	n/a	n/a
2020	Mar 26, 2021	$4.5B	$4.5B	34	13	0	n/a	n/a
2019	Mar 25, 2020	$3.1B	$3.1B	31	13	0	n/a	n/a
2018	Mar 28, 2019	$3.1B	$3.1B	34	13	0	n/a	n/a
2017	Mar 29, 2018	$3.2B	$3.2B	37	14	0	n/a	n/a
2016	Mar 28, 2017	$2.8B	$2.8B	39	13	n/a	n/a	n/a
2015	Mar 30, 2016	$4.7B	$3.8B	45	17	n/a	n/a	n/a
2014	Mar 31, 2015	$15B	$14B	57	19	n/a	1	$37.8M
2013	Mar 28, 2014	$17B	$16B	63	19	n/a	1	$31.7M
2012	Apr 1, 2013	$27B	$27B	68	18	n/a	1	$84.1M
2011	Mar 30, 2012	$37B	$37B	n/a	n/a	n/a	1	$265M