DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marsico Capital Management, LLC
Latest filing Jul 22, 2026
First filing on the tape Dec 8, 2011 · 35 filings
SEC status approved since Sep 26, 1997
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
19%
$809M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.3B
derived; firm RAUM over IAPD count
Employees
26
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$4.3B as of Jul 22, 2026
Mar 30, 2012$37B then
HNW client RAUM$807M as of Jul 22, 2026
Mar 29, 2018$304M then
State-registered IARs (5.B.3)1 as of Jul 22, 2026
Mar 30, 20120 then
Employees (5.A)26 as of Jul 22, 2026
Apr 1, 201368 then
Private funds1 as of Mar 31, 2015
Mar 30, 20121 then
RAUM +6.0% over the last fiscal year+21% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $4.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $35.1MderivedHNW RAUM over HNW clients
- Average account
- $115MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 26.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.7B64%
- High-net-worth individuals$807M19%
- Pooled investment vehicles$317M7.4%
- Pension and profit-sharing plans$181M4.2%
- Charitable organizations$128M3.0%
- Corporations and businesses$118M2.8%
- Individuals$1.1M0.0%
- Individual clients
- n/areported
- HNW clients
- 23reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.19 fund_share=0.71 institutional_share=0.07 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Edward Winston Peale Lapham | Denver, Co | Jun 29, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Cory Matthew Ross to Prairie Capital Management Group, LLCNov 3, 2021 · Other
- John Joseph Hanley to J.P. Morgan Securities LLCApr 25, 2017 · Other
- David Warren Lubchenco to Robert W. Baird & Co. IncorporatedMay 11, 2016 · Other
Joined, latest
- David Warren Lubchenco from Chautauqua Capital Management LLCJul 12, 2013 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Marsico Focused Growth Fund, L.P.no longer reported | Other Private Fund | $84.1M | 11 | Mar 30, 2012 |
| Tabor Partners, LPno longer reported | Hedge Fund | $37.8M | 26 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Lee Christopher Girvan · Executive Vice President, Chief Compliance Officer, And Secretarycontrolsince 01/2022 · owns less than 5%
- Edward Jason Lloyd · Executive Vice President, Chief Financial Officer And Treasurercontrolsince 03/2023 · owns less than 5%
- Frank Thomas Marsico · Chief Executive Officer And Presidentcontrolsince 09/1997 · owns less than 5%
- Frank Thomas Marsico · Limited Partnercontrolsince 11/2010 · owns 75% or more of Tfm Holdings Partnership Lllp
Entity owners
- Marsico Subco, LLC · Memberdirect · owns 75% or more
- Marsico Group, LLC · Largest Memberindirect · owns 25% to 50% of Marsico Holdings, LLC
- Marsico Holdings, LLC · Intermediate Parentindirect · owns 75% or more of Marsico Subco, LLC
- Tfm Holdings Partnership Lllp · Ultimate Parentindirect · owns 75% or more of Marsico Group, LLC
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 33 to 37Aug 7, 2025 to Mar 25, 2026
- HNW clients · 18 to 23Aug 7, 2025 to Mar 25, 2026
- Discretionary RAUM · $4.0B to $4.3BAug 7, 2025 to Mar 25, 2026
- HNW RAUM · $777M to $807MAug 7, 2025 to Mar 25, 2026
- Individual RAUM · $916,965 to $1.1MAug 7, 2025 to Mar 25, 2026
- Pension RAUM · $394M to $181MAug 7, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $185M to $317MAug 7, 2025 to Mar 25, 2026
- RAUM · $4.0B to $4.3BAug 7, 2025 to Mar 25, 2026
- Financial planning clients · unset to Apr 2, 2025 to Jul 21, 2025
- Accounts · 31 to 33Apr 5, 2024 to Apr 2, 2025
- Advisory employees · 8 to 7Apr 5, 2024 to Apr 2, 2025
- HNW clients · 16 to 18Apr 5, 2024 to Apr 2, 2025
- Employees · 28 to 26Apr 5, 2024 to Apr 2, 2025
- Discretionary RAUM · $3.3B to $4.0BApr 5, 2024 to Apr 2, 2025
- HNW RAUM · $630M to $777MApr 5, 2024 to Apr 2, 2025
- Individual RAUM · $2.9M to $916,965Apr 5, 2024 to Apr 2, 2025
- Pension RAUM · $334M to $394MApr 5, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $166M to $185MApr 5, 2024 to Apr 2, 2025
- RAUM · $3.3B to $4.0BApr 5, 2024 to Apr 2, 2025
- Advisory employees · 9 to 8May 19, 2023 to Mar 28, 2024
- HNW clients · 15 to 16May 19, 2023 to Mar 28, 2024
- Employees · 27 to 28May 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.4B to $3.3BMay 19, 2023 to Mar 28, 2024
- HNW RAUM · $452M to $630MMay 19, 2023 to Mar 28, 2024
- Individual RAUM · $2.6M to $2.9MMay 19, 2023 to Mar 28, 2024
- Pension RAUM · $321M to $334MMay 19, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $209M to $166MMay 19, 2023 to Mar 28, 2024
- RAUM · $2.4B to $3.3BMay 19, 2023 to Mar 28, 2024
- Accounts · 36 to 31Dec 19, 2022 to Mar 31, 2023
- Advisory employees · 12 to 9Dec 19, 2022 to Mar 31, 2023
- BD registered reps · 0 to 1Dec 19, 2022 to Mar 31, 2023
- HNW clients · 14 to 15Dec 19, 2022 to Mar 31, 2023
- Individual clients · 5.0 to unsetDec 19, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 1Dec 19, 2022 to Mar 31, 2023
- Employees · 34 to 27Dec 19, 2022 to Mar 31, 2023
- State-registered IARs · 0 to 1Dec 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.3B to $2.4BDec 19, 2022 to Mar 31, 2023
- HNW RAUM · $557M to $452MDec 19, 2022 to Mar 31, 2023
- Individual RAUM · $3.9M to $2.6MDec 19, 2022 to Mar 31, 2023
- Pension RAUM · $396M to $321MDec 19, 2022 to Mar 31, 2023
Signals
12 dated events
- Marsico Capital Management, Llc reported RAUM $3.3B, up 34% from $2.4B (2023-05-19 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Marsico Capital Management, Llc reported RAUM $2.4B, down 25% from $3.3B (2022-12-19 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Louis Neil Gloude (President, Chief Financial Officer, And Treasurer) no longer on Schedule A of Marsico Capital Management, Llc (listed 2022-12-19, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Edward Jason Lloyd (Executive Vice President, Chief Financial Officer And Treasurer) appeared on Schedule A of Marsico Capital Management, LlcMar 31, 2023 · Control person joined · fact
- James Kristopher Paulsen (Vp, General Counsel, And Secretary) no longer on Schedule A of Marsico Capital Management, Llc (listed 2022-04-20, absent 2022-12-19)Dec 19, 2022 · Control person left · inference
- Lee Christopher Girvan (Vp And Chief Compliance Officer) appeared on Schedule A of Marsico Capital Management, LlcMar 31, 2022 · Control person joined · fact
- Marsico Capital Management, Llc reported RAUM $3.3B, down 27% from $4.5B (2021-11-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- R. Steven Carlson (Evp And Chief Compliance Officer) no longer on Schedule A of Marsico Capital Management, Llc (listed 2021-11-03, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- M. J. Thomas Kerwin (Evp, General Counsel, And Secretary) no longer on Schedule A of Marsico Capital Management, Llc (listed 2021-04-13, absent 2021-11-03)Nov 3, 2021 · Control person left · inference
- James Paulsen Kristopher (Vp, General Counsel) appeared on Schedule A of Marsico Capital Management, LlcNov 3, 2021 · Control person joined · fact
- James Christopher Marsico (President) no longer on Schedule A of Marsico Capital Management, Llc (listed 2021-04-13, absent 2021-11-03)Nov 3, 2021 · Control person left · inference
- Marsico Capital Management, Llc reported RAUM $4.5B, up 45% from $3.1B (2020-06-30 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Marsico Capital Management, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/marsico-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MARSICOCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-454-5600reportedpublic record, Form ADV, Jul 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026