L•••• L•• Y•••

Advisor at S••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30b325dd-1e54-ad65-940c-ac624a20413f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 4, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Feb 9, 2026	n/a	yes	Palm Beach Gardens, FL\|NEW YORK, NY	Current employment
M•••••• A•••• M••••••••• L••	Former SEC adviser	Dec 20, 2019	Mar 31, 2026	no	Austin, TX\|SAN ANTONIO, TX\|Palm Beach Gardens, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••• M••••••••• L••	S••••	Mar 31, 2026	Feb 9, 2026	-50	Firm change after gap	Other
S•••••• H•••• W••••• M•••••••••	M•••••• A•••• M••••••••• L••	Jun 27, 2019	Dec 20, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
289136:318493:TX:2026-03-31	Mar 31, 2026	Feb 9, 2026	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (7)

→ S••••Registered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ M•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 20, 2019 to Mar 31, 2026factForm ADV
→ S•••••• H•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 15, 2018 to Jun 27, 2019factForm ADV
→ I•••••• F•••••••• G••••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
L•••• L•• Y••• left M•••••• A•••• M••••••••• L•• for Savvy (registered 2026-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30b325dd-1e54-ad65-940c-ac624a20413f
First observed: Aug 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.