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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

DAVID ROBERT HOLTZ

Advisor at OSAIC WEALTH, INC.

CENTERVILLE, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
First registration: Nov 12, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2816897

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2023	n/a	yes	CENTERVILLE, OH	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Feb 4, 2014	Nov 3, 2023	no	CENTERVILLE, OH	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 26, 2007	Feb 12, 2014	no	DAYTON, OH	Previous registration
SIMPLY MONEY ADVISORS	Former SEC adviser	Nov 12, 2002	Jul 31, 2007	no	DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	FSC SECURITIES CORPORATION	Feb 12, 2014	Feb 4, 2014	-8	Firm change	Other
SIMPLY MONEY ADVISORS	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 31, 2007	Jun 26, 2007	-35	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 4, 2014 to Nov 3, 2023factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 26, 2007 to Feb 12, 2014factForm ADV
→ SIMPLY MONEY ADVISORSRegistered adviserregistration: previous registration
Nov 12, 2002 to Jul 31, 2007factForm ADV

Dated events

No dated event names this entity yet.