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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 13, 2015 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| VESTOR CAPITAL, LLC | Independent wealth | Nov 13, 2012 | Nov 12, 2014 | no | CHICAGO, IL | Previous registration |
| VESTOR CAPITAL PARTNERS, LLC | Former SEC adviser | Apr 11, 2008 | Oct 30, 2012 | no | CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 15, 2000 | Apr 2, 2008 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VESTOR CAPITAL, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 12, 2014 | Jan 13, 2015 | 62 | Firm change | Other |
| VESTOR CAPITAL PARTNERS, LLC | VESTOR CAPITAL, LLC | Oct 30, 2012 | Nov 13, 2012 | 14 | Channel change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VESTOR CAPITAL PARTNERS, LLC | Apr 2, 2008 | Apr 11, 2008 | 9 | Firm change | Other |