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RIA / WealthAdvisorCertified Financial Planner23 years in industry

DENNIS CHRISTOPHER COON

Advisor at TRANSCEND WEALTH

WOODMERE, OH

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Search this name across graphsid dfx:ria:30cd05f7-329e-c17f-dc9e-b3e94d243610

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSCEND WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 15, 2003
First registration: May 22, 2003
Dual registered: no
Other names: DENNIS CHRISTOPHER COON
IAPD individual key: 4649885

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSCEND WEALTH	State registered	Feb 5, 2018	n/a	yes	WOODMERE, OH	Current employment
PEAK WEALTH SOLUTIONS	Independent wealth	Dec 3, 2010	Jan 11, 2018	no	PEPPER PIKE, OH	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 31, 2008	Dec 4, 2009	no	ERIE, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 7, 2006	Dec 31, 2007	no	ERIE, PA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 22, 2003	May 25, 2006	no	CREVE COEUR, MO\|CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEAK WEALTH SOLUTIONS	TRANSCEND WEALTH	Jan 11, 2018	Feb 5, 2018	25	Firm change	Other
EQUITABLE ADVISORS, LLC	PEAK WEALTH SOLUTIONS	Dec 4, 2009	Dec 3, 2010	364	Firm change	Other
UBS FINANCIAL SERVICES INC.	EQUITABLE ADVISORS, LLC	Dec 31, 2007	Oct 31, 2008	305	Firm change	Wirehouse to ibd
EQUITABLE ADVISORS, LLC	UBS FINANCIAL SERVICES INC.	May 25, 2006	Jul 7, 2006	43	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ TRANSCEND WEALTHRegistered adviserregistration: current employment
Feb 5, 2018 to presentfactForm ADV
→ PEAK WEALTH SOLUTIONSRegistered adviserregistration: previous registration
Dec 3, 2010 to Jan 11, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 31, 2008 to Dec 4, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 7, 2006 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.