RIA Intelligence

Professional profile

linkedin.com/in/dennis-coonreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• T•••••••• W••••• state registered current
  since Feb 5, 2018 · Woodmere, Oh
• P••• W••••• S•••••••• independent RIA
  Dec 3, 2010 to Jan 11, 2018 · Pepper Pike, Oh
• E•••••••• A•••••••• L•• national BD
  Oct 31, 2008 to Dec 4, 2009 · Erie, Pa
• U•• F•••••••• S••••••• I••• wirehouse
  Jul 7, 2006 to Dec 31, 2007 · Erie, Pa
• E•••••••• A•••••••• L•• national BD
  May 22, 2003 to May 25, 2006 · Creve Coeur, Mo

• P••• W••••• S•••••••• to T•••••••• W•••••
  left Jan 11, 2018, registered Feb 5, 2018 (25 days) · Other
• E•••••••• A•••••••• L•• to P••• W••••• S••••••••
  left Dec 4, 2009, registered Dec 3, 2010 (364 days) · Other
• U•• F•••••••• S••••••• I••• to E•••••••• A•••••••• L••
  left Dec 31, 2007, registered Oct 31, 2008 (305 days) · Wirehouse to affiliated broker-dealer or bank
• E•••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
  left May 25, 2006, registered Jul 7, 2006 (43 days) · Affiliated broker-dealer or bank to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address