DFX Intelligence

J•••• N••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J•••• N••••••• C•••••••••

Advisor at A•••••• W••••• S••••••

ASTORIA, NY

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Search this name across graphsid dfx:ria:30de939a-fcde-5e83-fb1f-69d0abbfc9c3

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2016 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• S••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• S••••••	Former SEC adviser	Sep 18, 2026	n/a	yes	ASTORIA, NY	Current employment
M••••••••• A•••••••• L•••	Mixed wealth	Mar 13, 2025	Jul 31, 2026	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• A•••••••• L•••	A•••••• W••••• S••••••	Jul 31, 2026	Sep 18, 2026	49	Firm change	RIA to new firm
L•• F•••••••• L••	M••••••••• A•••••••• L•••	Mar 17, 2025	Mar 13, 2025

Relationships

Registered with (4)

→ A•••••• W••••• S••••••Registered adviserregistration: current employment
Sep 18, 2026 to presentfactForm ADV
→ M••••••••• A•••••••• L•••Registered adviserregistration: previous registration
Mar 13, 2025 to Jul 31, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 23, 2020 to Mar 17, 2025factForm ADV
→ S•••••••• S•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 18, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30de939a-fcde-5e83-fb1f-69d0abbfc9c3
First observed: Sep 19, 2016
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.