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Registered advisor
J•••• N••••••• C•••••••••
Feed of 09/19/2026
Also filed as J•••• C•••••••••
At current firm
0 y
since Sep 18, 2026
In the industry
16 y
since Apr 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• W••••• S•••••• former currentsince Sep 18, 2026 · Astoria, Ny
- M••••••••• A•••••••• L••• mixed wealthMar 13, 2025 to Jul 31, 2026 · New York, Ny
- L•• F•••••••• L•• BD affiliatedOct 23, 2020 to Mar 17, 2025 · Long Island City, Ny
- S•••••••• S••••••••• BD affiliatedSep 19, 2016 to Aug 28, 2020 · Manhasset, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••••••• A•••••••• L••• to A•••••• W••••• S••••••left Jul 31, 2026, registered Sep 18, 2026 (49 days) · RIA to a newly registered adviser
- L•• F•••••••• L•• to M••••••••• A•••••••• L•••left Mar 17, 2025, registered Mar 13, 2025 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• S••••••••• to L•• F•••••••• L••left Aug 28, 2020, registered Oct 23, 2020 (56 days) · Affiliated broker-dealer or bank to another
Signals
- J•••• N••••••• C••••••••• registered as an investment adviser representative at A•••••• W••••• S••••••Sep 18, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address