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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

ALISHA MARIE NORRIS

Advisor at CX INSTITUTIONAL, LLC

AUBURN, IN

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Search this name across graphsid dfx:ria:30e6aa8b-8adb-fb93-d102-c2a5798b1624

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CX INSTITUTIONAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jul 31, 2009
First registration: Aug 4, 2009
Dual registered: no
Other names: ALISHA ETZLER|ALISHA MARIE NORRIS|ALISHA MARIE ETZLER
IAPD individual key: 5367656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CX INSTITUTIONAL, LLC	Independent wealth	Feb 23, 2022	n/a	yes	AUBURN, IN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2013	Feb 22, 2022	no	KENDALLVILLE, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 4, 2012	Jul 10, 2013	no	FORT WAYNE, IN\|WARSAW, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|WARSAW, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT MILL, SC	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Oct 24, 2011	Dec 5, 2012	no	FORT WAYNE, IN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 4, 2009	Nov 27, 2009	no	Detroit, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CX INSTITUTIONAL, LLC	Feb 22, 2022	Feb 23, 2022	1	Firm change	Ibd to RIA
CETERA INVESTMENT SERVICES LLC	LPL FINANCIAL LLC	Dec 5, 2012	Dec 4, 2012	-1	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	CETERA INVESTMENT SERVICES LLC	Nov 27, 2009	Oct 24, 2011	696	Firm change after gap	Other

Relationships

Registered with (4)

→ CX INSTITUTIONAL, LLCRegistered adviserregistration: current employment
Feb 23, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 11, 2013 to Feb 22, 2022factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 24, 2011 to Dec 5, 2012factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 4, 2009 to Nov 27, 2009factForm ADV

Dated events

Occurred
Feb 22, 2022
Advisor changed firm
Alisha Marie Norris left Lpl Financial Llc for Cx Institutional, Llc (registered 2022-02-23)
Form ADVobserved 6 days ago