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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Eric Todd Stuckey

Advisor at CETERA INVESTMENT ADVISERS LLC

SUWANEE, GA

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Search this name across graphsid dfx:ria:30e75f39-60d1-1fd2-d023-e64369ef0d67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 25, 1994
First registration: Feb 25, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2445666

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 19, 2022	n/a	yes	SUWANEE, GA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 2, 2018	Oct 4, 2022	no	Suwanee, GA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 18, 2009	Jan 4, 2018	no	DULUTH, GA\|APPLETON, WI	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 11, 2008	Mar 6, 2009	no	SUWANEE, GA\|LOGANVILLE, GA\|STRATHAM, GA\|DULUTH, GA	Previous registration
SUGARLOAF WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 24, 2005	Apr 24, 2009	no	n/a	Previous registration
SUGARLOAF WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 25, 2004	Dec 31, 2004	no	SNELLVILLE, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 4, 2022	Oct 19, 2022	15	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 4, 2018	Jan 2, 2018	-2	Firm change	Other
SUGARLOAF WEALTH MANAGEMENT, LLC	OSAIC WEALTH, INC.	Apr 24, 2009	Sep 11, 2008	-225	Firm change after gap	Other
OSAIC WEALTH, INC.	INVEST FINANCIAL CORPORATION	Mar 6, 2009	Feb 18, 2009	-16	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Oct 19, 2022 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Oct 4, 2022factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 18, 2009 to Jan 4, 2018factForm ADV
→ SUGARLOAF WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 24, 2005 to Apr 24, 2009factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 11, 2008 to Mar 6, 2009factForm ADV

Dated events

Occurred
Oct 4, 2022
Advisor changed firm
Eric Todd Stuckey left Ameriprise Financial Services, Llc for Cetera Investment Advisers Llc (registered 2022-10-19)
Form ADVobserved 4 days ago