DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H•• A•••••••• I•••

Independent wealth managerKennewick, WashingtonCRD 316446SEC 801-123046website IAPD

Latest filing Mar 16, 2026

First filing on the tape Dec 14, 2021 · 11 filings

SEC status approved since Jan 13, 2022

RAUM

$113M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$113M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$18.9M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$113M as of Mar 16, 2026

Mar 13, 2023$254M then

HNW client RAUM$79.0M as of Mar 16, 2026

Mar 13, 2023$23.9M then

State-registered IARs (5.B.3)5 as of Mar 16, 2026

Mar 13, 20237 then

Employees (5.A)7 as of Mar 16, 2026

Mar 13, 20238 then

Private funds: no history

RAUM -49% over the last fiscal year-24% a year over threeIARs 5 to 5

Practice profile

derived from the filing of Mar 16, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $18.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 22derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.4MderivedHNW RAUM over HNW clients
Average account: $313,313derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 2.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year: -49%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.0%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Wrap fee program: $51.3MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$79.0M70%
Individuals$34.0M30%
Charitable organizations$432,9220.4%

Individual clients: 100reported
HNW clients: 33reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 362reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••• P••••Certified Financial Planner	Kennewick, Wa	Jan 13, 2022	22 y	2
W•••••• T••• H••••• W•••Certified Financial Planner	Kennewick, Wa	Jan 13, 2022	11 y	1
C••• A••• B•••••••Certified Financial Planner	Gilroy, Ca	Aug 29, 2022	15 y	0
P•••••• C•••••• E•••	Kennewick, Wa	Aug 31, 2022	12 y	0
R••••• T•••• P••••••Certified Financial Planner	Kennewick, Wa	Oct 17, 2025	11 y	0
G•••••• M•••••• R••••••	Kennewick, Wa	Sep 2, 2026	26 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months

Left, latest

K•••• J•••• F•••• to P••••• W••••• M••••••••• L••
Nov 19, 2024 · RIA to a newly registered adviser
N••••••• S••••• H•••• to D••••••• W••••• M••••••••• L••
Nov 6, 2024 · Other

Joined, latest

G•••••• M•••••• R•••••• from P••••••••• I••••••••• M••••••••• S•••••••• P•••
Sep 2, 2026 · Other
N••••••• S••••• H•••• from P•••• W••••• M•••••••••
May 6, 2022 · Other
R••• P•••• from P•••• W••••• M•••••••••
Jan 13, 2022 · Other
K•••• J•••• F•••• from P••••••• H••••••• W••••• A•••••••• I•••
Jan 13, 2022 · Other
W•••••• T••• H••••• W••• from H•••••••• F•••••••• G••••• I•••
Jan 13, 2022 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

W•••• W••••••• T••• H••••• · Presidentcontrol
since 01/2022 · owns less than 5%
W••••••••• D•••• A••• · Chief Compliance Officercontrol
since 06/2022 · owns less than 5%

Entity owners

H•• T••••• L•• · Owner
direct · owns 75% or more
C•••••••• F•••• B••• · Owner
indirect · owns F of H•• T••••• L••

Related persons

Schedule D 7.A

C•••••••• F•••• B•••
y
H•• T••••• L••
y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Kennewick, Wa · principal	6	2	0

Offices

Schedule D 1.F, the 25 largest

Berkeley, CA2 employees
Roseburg, OR2 employees

ADV anomalies

6 against comparable advisers; where to look, not conclusions

institutional to wealth shiftCombination · filing Mar 16, 2026
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $221,379,574 to $113,419,403, advisors 5 to 5, private clients 133 to 133, offices 2 to 2 (2025-03-20 to 2026-03-16)
peers: independent wealth managers, $100M to $500M (5,676)
RAUM down advisors stableCombination · filing Mar 16, 2026
RAUM fell 25 percent or more while the advisor count stayed within 5 percent: assets left without people leaving (a large client or institutional mandate, a fee change, or a reporting change). RAUM $221,379,574 to $113,419,403, advisors 5 to 5, private clients 133 to 133, offices 2 to 2 (2025-03-20 to 2026-03-16)
peers: independent wealth managers, $100M to $500M (5,676)
client mix shiftChange between filings · filing Mar 16, 2026
private-client share of RAUM moved from 40.0% to 100.0% between the annual amendments of 2025-03-20 and 2026-03-16
peers: independent wealth managers, $100M to $500M (5,676)
HNW share shiftChange between filings · filing Mar 16, 2026
HNW share of RAUM moved from 27.0% to 70.0% between the annual amendments of 2025-03-20 and 2026-03-16
peers: independent wealth managers, $100M to $500M (5,676)
institutional asset share shiftChange between filings · filing Mar 16, 2026
institutional share of RAUM moved from 60.0% to 0.0% between the annual amendments of 2025-03-20 and 2026-03-16
peers: independent wealth managers, $100M to $500M (5,676)
RAUM down 25 %Change between filings · filing Mar 16, 2026
RAUM (Item 5.F) moved from $221,379,574 to $113,419,403 (-49.0%) between the annual amendments of 2025-03-20 and 2026-03-16; the peer median change was +15.0% (4550 comparable advisers, 1.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,550) · 0.6% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 335 to 362
Sep 2, 2025 to Mar 16, 2026
HNW clients · 30 to 33
Sep 2, 2025 to Mar 16, 2026
Individual clients · 103 to 100
Sep 2, 2025 to Mar 16, 2026
Discretionary RAUM · $221M to $113M
Sep 2, 2025 to Mar 16, 2026
HNW RAUM · $60.4M to $79.0M
Sep 2, 2025 to Mar 16, 2026
Individual RAUM · $29.1M to $34.0M
Sep 2, 2025 to Mar 16, 2026
Non-discretionary RAUM · $199,421 to $243,960
Sep 2, 2025 to Mar 16, 2026
RAUM · $221M to $113M
Sep 2, 2025 to Mar 16, 2026
Financial planning clients · 0 to 0
Mar 20, 2025 to Sep 2, 2025
Accounts · 306 to 335
Mar 16, 2024 to Mar 20, 2025
Advisory employees · 6 to 5
Mar 16, 2024 to Mar 20, 2025
Advisory activities · 6 to 5
Mar 16, 2024 to Mar 20, 2025
HNW clients · 20 to 30
Mar 16, 2024 to Mar 20, 2025
Individual clients · 111 to 103
Mar 16, 2024 to Mar 20, 2025
Pension plan clients · 6.0 to unset
Mar 16, 2024 to Mar 20, 2025
Financial planning clients · 1-10 to 0
Mar 16, 2024 to Mar 20, 2025
State-registered IARs · 6 to 5
Mar 16, 2024 to Mar 20, 2025
Discretionary RAUM · $247M to $221M
Mar 16, 2024 to Mar 20, 2025
HNW RAUM · $40.8M to $60.4M
Mar 16, 2024 to Mar 20, 2025
Individual RAUM · $33.9M to $29.1M
Mar 16, 2024 to Mar 20, 2025
Non-discretionary RAUM · $3.2M to $199,421
Mar 16, 2024 to Mar 20, 2025
Pension RAUM · 3171019.0 to unset
Mar 16, 2024 to Mar 20, 2025
RAUM · $250M to $221M
Mar 16, 2024 to Mar 20, 2025
Accounts · 267 to 306
Jun 8, 2023 to Mar 16, 2024
Advisory employees · 7 to 6
Jun 8, 2023 to Mar 16, 2024
HNW clients · 16 to 20
Jun 8, 2023 to Mar 16, 2024
Individual clients · 100 to 111
Jun 8, 2023 to Mar 16, 2024
Employees · 8 to 7
Jun 8, 2023 to Mar 16, 2024
State-registered IARs · 7 to 6
Jun 8, 2023 to Mar 16, 2024
Discretionary RAUM · $251M to $247M
Jun 8, 2023 to Mar 16, 2024
HNW RAUM · $23.9M to $40.8M
Jun 8, 2023 to Mar 16, 2024
Individual RAUM · $27.1M to $33.9M
Jun 8, 2023 to Mar 16, 2024
Non-discretionary RAUM · $2.9M to $3.2M
Jun 8, 2023 to Mar 16, 2024
Pension RAUM · $2.9M to $3.2M
Jun 8, 2023 to Mar 16, 2024
RAUM · $254M to $250M
Jun 8, 2023 to Mar 16, 2024
Accounts · 242 to 267
Aug 31, 2022 to Mar 13, 2023
Advisory employees · 5 to 7
Aug 31, 2022 to Mar 13, 2023
HNW clients · 48 to 16
Aug 31, 2022 to Mar 13, 2023
Individual clients · 88 to 100
Aug 31, 2022 to Mar 13, 2023
Pension plan clients · 5 to 6
Aug 31, 2022 to Mar 13, 2023

Signals

7 dated events

H•• A•••••••• I••• reported RAUM $113.4M, down 49% from $221.4M (2025-09-02 to 2026-03-16)
Mar 16, 2026 · RAUM change · derived
K•••• J•••• F•••• left H•• A•••••••• I••• for P••••• W••••• M••••••••• L•• (registered 2024-01-29)
Nov 19, 2024 · Advisor changed firm · fact
N••••••• S••••• H•••• left H•• A•••••••• I••• for D••••••• W••••• M••••••••• L•• (registered 2024-12-04)
Nov 6, 2024 · Advisor changed firm · fact
A••• D••• W••••••••• (Chief Compliance Officer) appeared on Schedule A of H•• A•••••••• I•••
Jun 22, 2022 · Control person joined · fact
Ting Hsiang William Wang (President And Chief Compliance Officer) appeared on Schedule A of H•• A•••••••• I•••
May 6, 2022 · Control person joined · fact
R••• P•••• (President And Chief Compliance Officer) no longer on Schedule A of H•• A•••••••• I••• (listed 2021-12-14, absent 2022-05-06)
May 6, 2022 · Control person left · inference
P•••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
Dec 14, 2021 · ria f•••• adv filing · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 509-735-3000reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 509-735-7507reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 509-416-5520reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/hfgtrustreportedpublic record, Form ADV, Sep 18, 2026
Website: hfgtrust.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 509-735-7507reportedpublic record, Form ADV, Mar 16, 2026
Contact form: hfgtrust.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page: hfgtrust.com/about/teamreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $18.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026