DFX Intelligence

J•••••• R•• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J•••••• R•• A•••••••

Advisor at S••••••• W••••• M•••••••••

Asheboro, NC | CINCINNATI, OH

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Search this name across graphsid dfx:ria:30f9c387-8ef7-0c26-6835-2d91585190aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• M•••••••••	Independent wealth	Nov 13, 2025	n/a	yes	Asheboro, NC\|CINCINNATI, OH	Current employment
C••••••• P•••••••	Independent wealth	Sep 7, 2012	Aug 22, 2025	no	CLIMAX, NC\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	S••••••• W••••• M•••••••••	Aug 22, 2025	Nov 13, 2025	83	Firm change	RIA to RIA
T•• B••••• C••••••	C••••••• P•••••••	Sep 7, 2012	Sep 7, 2012

Relationships

Registered with (4)

→ S••••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Sep 7, 2012 to Aug 22, 2025factForm ADV
→ T•• B••••• C••••••Registered adviserregistration: previous registration
Mar 8, 2006 to Sep 7, 2012factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Aug 22, 2025
Advisor changed firm
J•••••• R•• A••••••• left C••••••• P••••••• for S••••••• W••••• M••••••••• (registered 2025-11-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30f9c387-8ef7-0c26-6835-2d91585190aa
First observed: Jul 30, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.