DFX Intelligence

Data Factory

RIA / WealthAdvisor13 years in industry

Grant Moulton

Advisor at PROSPERITAS FINANCIAL, LLC

VALENCIA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3101740b-08d8-0641-a311-9488c50abd79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 24, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITAS FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 15, 2019
First registration: Jun 24, 2013
Dual registered: no
Other names: GRANT MOULTON
IAPD individual key: 6168407

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITAS FINANCIAL, LLC	Independent wealth	Oct 1, 2025	n/a	yes	VALENCIA, CA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 6, 2022	Sep 30, 2025	no	Brea, CA	Previous registration
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	Sep 16, 2020	Apr 6, 2022	no	Eugene, OR\|RENO, NV	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 18, 2019	Sep 23, 2020	no	Eugene, OR\|BEND, OR\|EUGENE, OR\|CRESWELL, OR\|VENETA, OR\|EUGENE, OR\|SPRINGFIELD, OR\|FLORENCE, OR\|MAPLETON, OR\|EUGENE, OR\|OAKRIDGE, OR\|PLEASANT HILL, OR\|COTTAGE GROVE, OR	Previous registration
EDWARD JONES	National bd RIA	Jun 24, 2013	May 17, 2016	no	ST LOUIS, MO\|MEDFORD, OR\|MEDFORD, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PROSPERITAS FINANCIAL, LLC	Sep 30, 2025	Oct 1, 2025	1	Firm change	Ibd to RIA
BELPOINTE ASSET MANAGEMENT LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 6, 2022	Apr 6, 2022	0	Firm change	RIA to ibd
LPL FINANCIAL LLC	BELPOINTE ASSET MANAGEMENT LLC	Sep 23, 2020	Sep 16, 2020	-7	Firm change	Ibd to RIA
EDWARD JONES	LPL FINANCIAL LLC	May 17, 2016	Nov 18, 2019	1,280	Firm change after gap	Ibd to ibd

Relationships

Registered with (5)

→ PROSPERITAS FINANCIAL, LLCRegistered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 6, 2022 to Sep 30, 2025factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 16, 2020 to Apr 6, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 18, 2019 to Sep 23, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 24, 2013 to May 17, 2016factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
Grant Moulton left Raymond James Financial Services Advisors, Inc for Prosperitas Financial, Llc (registered 2025-10-01)
Form ADVobserved 5 days ago
Occurred
Apr 6, 2022
Advisor changed firm
Grant Moulton left Belpointe Asset Management Llc for Raymond James Financial Services Advisors, Inc (registered 2022-04-06)
Form ADVobserved 5 days ago