RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• M••••••
- P••••••••• F••••••••• L•• independent RIA currentsince Oct 1, 2025 · Valencia, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 6, 2022 to Sep 30, 2025 · Brea, Ca
- B•••••••• A•••• M••••••••• L•• independent RIASep 16, 2020 to Apr 6, 2022 · Eugene, Or
- L•• F•••••••• L•• BD affiliatedNov 18, 2019 to Sep 23, 2020 · Eugene, Or
- E••••• J•••• national BDJun 24, 2013 to May 17, 2016 · St Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P••••••••• F••••••••• L••left Sep 30, 2025, registered Oct 1, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
- B•••••••• A•••• M••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 6, 2022, registered Apr 6, 2022 (0 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to B•••••••• A•••• M••••••••• L••left Sep 23, 2020, registered Sep 16, 2020 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to L•• F•••••••• L••left May 17, 2016, registered Nov 18, 2019 (1280 days) · Affiliated broker-dealer or bank to another
- G•••• M•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P••••••••• F••••••••• L•• (registered 2025-10-01)Sep 30, 2025 · Advisor changed firm · fact
- G•••• M•••••• left B•••••••• A•••• M••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-04-06)Apr 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address