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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Brett Peter Wysopal

Advisor at WYSOPAL WEALTH

LA GRANGE PARK, IL

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Search this name across graphsid dfx:ria:3105994a-e6a3-3cfb-9062-7c2673205726

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WYSOPAL WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: May 9, 2017
First registration: May 9, 2017
Dual registered: no
IAPD individual key: 6769548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WYSOPAL WEALTH	State registered	Sep 23, 2024	n/a	yes	LA GRANGE PARK, IL	Current employment
SECFI ADVISORY LIMITED	Other adviser	Aug 4, 2023	Sep 20, 2024	no	NEW YORK, NY\|Brookfield, IL	Previous registration
BROOKLYN FI, LLC	Independent wealth	Sep 15, 2022	Jul 20, 2023	no	BROOKLYN, NY\|Brookfield, IL	Previous registration
Mariner	Bd affiliated wealth	Jan 24, 2019	Aug 31, 2022	no	OAKBROOK TERRACE, IL	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	May 9, 2017	Jan 15, 2019	no	OAKBROOK TERRACE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECFI ADVISORY LIMITED	WYSOPAL WEALTH	Sep 20, 2024	Sep 23, 2024	3	Firm change	Other
BROOKLYN FI, LLC	SECFI ADVISORY LIMITED	Jul 20, 2023	Aug 4, 2023	15	Firm change	Other
Mariner	BROOKLYN FI, LLC	Aug 31, 2022	Sep 15, 2022	15	Firm change	Ibd to RIA
RBC CAPITAL MARKETS, LLC	Mariner	Jan 15, 2019	Jan 24, 2019	9	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ WYSOPAL WEALTHRegistered adviserregistration: current employment
Sep 23, 2024 to presentfactForm ADV
→ SECFI ADVISORY LIMITEDRegistered adviserregistration: previous registration
Aug 4, 2023 to Sep 20, 2024factForm ADV
→ BROOKLYN FI, LLCRegistered adviserregistration: previous registration
Sep 15, 2022 to Jul 20, 2023factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Jan 24, 2019 to Aug 31, 2022factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 9, 2017 to Jan 15, 2019factForm ADV

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
Brett Peter Wysopal left Secfi Advisory Limited for Wysopal Wealth (registered 2024-09-23)
Form ADVobserved 4 days ago
Occurred
Jul 20, 2023
Advisor changed firm
Brett Peter Wysopal left Brooklyn Fi, Llc for Secfi Advisory Limited (registered 2023-08-04)
Form ADVobserved 4 days ago
Occurred
Aug 31, 2022
Advisor changed firm
Brett Peter Wysopal left Mariner for Brooklyn Fi, Llc (registered 2022-09-15)
Form ADVobserved 4 days ago