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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Joseph Christopher DiGregorio

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:3127eef8-4700-320e-c3d8-d296526e5bb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 21, 1990
First registration: Jan 18, 2000
Dual registered: yes, broker-dealer
Other names: Joe DiGregorio
IAPD individual key: 1987301

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 10, 2020	n/a	yes	Westlake, TX	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Mar 19, 2019	no	DALLAS, TX\|OKLAHOMA CITY, OK	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 31, 2018	Nov 2, 2018	no	DALLAS, TX\|OKLAHOMA CITY, OK	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 12, 2006	Apr 12, 2018	no	HOUSTON, TX\|HOUSTON, TX\|FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 6, 2005	Apr 12, 2018	no	SUGAR LAND, TX\|OMAHA, NE\|OMAHA, NE\|HOUSTON, TX\|HOUSTON, TX\|WestLake, TX\|FORT WORTH, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 16, 2004	Oct 12, 2005	no	MISSOURI CITY, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 18, 2000	Oct 28, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	CHARLES SCHWAB & CO., INC.	Mar 19, 2019	Mar 10, 2020	357	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SIGNATOR INVESTORS, INC.	Apr 12, 2018	May 31, 2018	49	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 12, 2018	May 12, 2006	-4,353	Channel change	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE, INC.	Oct 12, 2005	Oct 6, 2005	-6	Firm change	Other
CHARLES SCHWAB & CO., INC.	CHASE INVESTMENT SERVICES CORP.	Oct 28, 2003	Jan 16, 2004	80	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:TX:2018-04-04	Apr 12, 2018	May 12, 2006	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 18, 2000 to Oct 28, 2003factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Mar 19, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 31, 2018 to Nov 2, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 12, 2006 to Apr 12, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 6, 2005 to Apr 12, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 16, 2004 to Oct 12, 2005factForm ADV

Dated events

No dated event names this entity yet.