DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Christopher Digregorio
Feed of 09/14/2026
Also filed as Joe Digregorio
At current firm
6 y
since Mar 10, 2020
In the industry
35 y
since Sep 21, 1990 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Mar 10, 2020 · Westlake, Tx
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Mar 19, 2019 · Dallas, Tx
- Signator Investors, Inc. formerMay 31, 2018 to Nov 2, 2018 · Dallas, Tx
- Td Ameritrade Investment Management, LLC formerMay 12, 2006 to Apr 12, 2018 · Houston, Tx
- Td Ameritrade, Inc. formerOct 6, 2005 to Apr 12, 2018 · Sugar Land, Tx
- Chase Investment Services Corp. formerJan 16, 2004 to Oct 12, 2005 · Missouri City, Tx
- Charles Schwab & Co., Inc. national BDJan 18, 2000 to Oct 28, 2003 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Charles Schwab & Co., Inc.left Mar 19, 2019, registered Mar 10, 2020 (357 days) · Affiliated broker-dealer or bank to another
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Signator Investors, Inc.left Apr 12, 2018, registered May 31, 2018 (49 days) · RIA to affiliated broker-dealer or bank
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Apr 12, 2018, registered May 12, 2006 (-4353 days) · channel change inside one enterprise, not a move · moved with a team
- Chase Investment Services Corp. to Td Ameritrade, Inc.left Oct 12, 2005, registered Oct 6, 2005 (-6 days) · Other
- Charles Schwab & Co., Inc. to Chase Investment Services Corp.left Oct 28, 2003, registered Jan 16, 2004 (80 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address