DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Liberty Wealth Management, LLC
Latest filing Sep 2, 2026
First filing on the tape Dec 21, 2017 · 60 filings
SEC status approved since Jan 19, 2018
RAUM
$1.7B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
97%
$1.7B individuals and HNW
Advisors
25
registered through the firm on IAPD
RAUM per advisor
$69.0M
derived; firm RAUM over IAPD count
Employees
43
23 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$1.7B as of Jul 20, 2026
Feb 4, 2019$893M then
HNW client RAUM$1.3B as of Jul 20, 2026
Feb 4, 2019$85.5M then
State-registered IARs (5.B.3)22 as of Jul 20, 2026
Feb 4, 201914 then
Employees (5.A)43 as of Jul 20, 2026
Feb 4, 201922 then
Private funds1 as of Jul 20, 2026
Feb 16, 20231 then
RAUM +17% over the last fiscal year+20% a year over threeIARs 21 to 22offices 5 to 8
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $69.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $397,738derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.8derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B75%
- Individuals$379M22%
- Corporations and businesses$28.7M1.7%
- Pension and profit-sharing plans$26.9M1.6%
- Individual clients
- 515reported
- HNW clients
- 995reported
- Pension plan clients
- 29reported
- Charitable clients
- 0reported
- Accounts
- 4,338reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
25 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Dean RossCertified Financial Planner | Oakland, Ca | May 17, 2018 | 30 y | 3 |
| Stanislav GodskyCertified Financial Planner | Oakland, Ca | May 17, 2018 | 11 y | 1 |
| Charles Nicholas Moore | San Francisco, Ca | May 17, 2018 | 29 y | 2 |
| Kelvin J Kwan | Sacramento, Ca | May 17, 2018 | 19 y | 1 |
| Matthew Del Junco | Oakland, Ca | May 17, 2018 | 12 y | 1 |
| Michael Terrence HullenCertified Financial Planner, Personal Financial Specialist | Sacramento, Ca | May 17, 2018 | 28 y | 5 |
| Adam John McnultyCertified Financial Planner | Oakland, Ca | May 18, 2018 | 38 y | 3 |
| David Lawrence HedgerCertified Financial Planner, Chartered Financial Consultant | Oakland, Ca | May 18, 2018 | 35 y | 5 |
| David James Hollander | Oakland, Ca | May 22, 2018 | 32 y | 3 |
| Nicholas Alexander Del Junco | Oakland, Ca | Nov 8, 2018 | 13 y | 0 |
| Stephen Ernest Mantzouris | Pleasanton, Ca | Aug 6, 2019 | 23 y | 9 |
| Steven Samuel Christensen | Mooresville, Nc | Jan 28, 2020 | 17 y | 5 |
| David Sean Gillimore | Oakland, Ca | Mar 18, 2022 | 24 y | 9 |
| Claire Danielle Hollander | Oakland, Ca | Apr 16, 2022 | 11 y | 0 |
| Candace Carole Hamilton | Oakland, Ca | Oct 7, 2022 | 28 y | 2 |
| Jared Wegrzyn | San Francisco, Ca | Nov 10, 2022 | 10 y | 1 |
| Kameron Ray Jackson | Oakland, Ca | Feb 23, 2023 | 14 y | 0 |
| Brett Michael Wippler | Oakland, Ca | Jun 24, 2024 | 11 y | 0 |
| Kenneth William HensonCertified Financial Planner | San Francisco, Ca | Nov 20, 2024 | 17 y | 2 |
| Jordan Johal | Oakland, Ca | Nov 20, 2024 | 12 y | 0 |
| Adrian Marcel Azofeifa | Oakland, Ca | Jul 16, 2025 | 10 y | 0 |
| Philip Rontell | Oakland, Ca | Aug 15, 2025 | 11 y | 0 |
| Lucas Mcnulty | Oakland, Ca | Sep 30, 2025 | 11 y | 0 |
| Nickolas Bowers | Oakland, Ca | Nov 17, 2025 | 11 y | 0 |
| Dylan Mann | Oakland, Ca | Aug 25, 2026 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.0% of current headcount3 left over 36 months
Left, latest
- Treshon Anthony Ingram to Smart Wealth, LLCJan 5, 2026 · RIA to RIA
- Tracy Owen Tamura to United Planners' Financial Services Of America A Limited PartnerMar 10, 2025 · RIA to RIA
- Eric N Schoonover to Secure Investment Management, LLCFeb 20, 2025 · RIA to RIA
- Timothy Daniel Gallagher to Vita Planning Group LLCApr 14, 2021 · RIA to a newly registered adviser
- Karl Erik Hansen to Vita Planning Group LLCApr 1, 2021 · RIA to a newly registered adviser
- Christopher Estrada to Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 16, 2019 · RIA to wirehouse
- Balamir Trunec to Svl Investment ManagementJun 17, 2019 · Other
- Ron L Guidi to Rockefeller Capital ManagementApr 29, 2019 · RIA to RIA
- Paul Otto Gelormini to Promontory Financial Planning, LLCJan 22, 2019 · Other
- Jennifer L Kilby to Leslie Global Wealth, LLCNov 5, 2018 · RIA to RIA
- Arvind Venkateswaran to LPL Financial LLCAug 8, 2018 · RIA to RIA
Joined, latest
- Eric N Schoonover from J.P. Morgan Securities LLCSep 30, 2024 · Wirehouse to independent RIA
- Tracy Owen Tamura from Hansen & Associates Financial Group Inc.Jul 23, 2024 · RIA to RIA
- Jared Wegrzyn from Creative PlanningNov 10, 2022 · RIA to RIA
- Candace Carole Hamilton from A.G.P / Alliance Global PartnersOct 7, 2022 · Other
- David Sean Gillimore from Emerson Equity LLCMar 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- Steven Samuel Christensen from Equitable Advisors, LLCJan 28, 2020 · Affiliated broker-dealer or bank to independent RIA
- Stephen Ernest Mantzouris from O'Donnell Financial Services, LLCAug 6, 2019 · RIA to RIA
- Christopher Estrada from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 6, 2019 · Wirehouse to independent RIA
- David James Hollander from Wildwood Asset Management LLCMay 22, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Vita Planning Group LLCApr 1, 2021 · Oakland, Ca
- 15 joined from Liberty Wealth Management, LLCOct 10, 2018 · Oakland, Ca · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Liberty Alternative Asset Management, LLC | Other Private Fund | $5.0M | 32 | Nov 14, 2022 |
Owners and control persons
Schedule A and B, latest filing
- James David Hollander · Chairman/Foundercontrolsince 11/2018 · owns 75% or more
- Mae Heidi Sullivan · Controllercontrolsince 06/2019 · owns less than 5%
- Carole Candace Hamilton · Chief Compliance Officersince 10/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Hollander & Hollander, Pcn
- Liberty Alternative Asset Management, LLCpooled vehicle sponsorn
- Liberty Real Estate Management Company, LLCinvestment companyn
- Liberty Tax Planners, LLCinsurancen
- Lifetime Planning Marketing, Inc.real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oakland, Ca · principal | 25 | 3 | 0 | ||
| Sacramento, Ca | 3 | 0 | 0 | ||
| San Francisco, Ca | 3 | 0 | 0 | ||
| Larkspur, Ca | 2 | 0 | 0 | ||
| Newport Beach, Ca | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Larkspur, CA4 employees
- Newport Beach, CA4 employees
- Roseville, CA4 employees
- San Francisco, CA3 employees
- Palm Desert, CA1 employees
- Sacramento, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 21.0 to 43.0 (+105.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 99% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Jul 20, 2026 to Sep 2, 2026
- Private funds · 1 to unsetJul 20, 2026 to Sep 2, 2026
- Succession · false to unsetJul 20, 2026 to Sep 2, 2026
- Other offices · 6 to 8Mar 31, 2026 to May 29, 2026
- Accounts · 3,896 to 4,338Feb 2, 2026 to Mar 31, 2026
- Advisory employees · 18 to 23Feb 2, 2026 to Mar 31, 2026
- BD registered reps · 6 to 3Feb 2, 2026 to Mar 31, 2026
- Corporate clients · 7 to 15Feb 2, 2026 to Mar 31, 2026
- HNW clients · 860 to 995Feb 2, 2026 to Mar 31, 2026
- Individual clients · 516 to 515Feb 2, 2026 to Mar 31, 2026
- Pension plan clients · 58 to 29Feb 2, 2026 to Mar 31, 2026
- Employees · 21 to 43Feb 2, 2026 to Mar 31, 2026
- State-registered IARs · 21 to 22Feb 2, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.6BFeb 2, 2026 to Mar 31, 2026
- HNW RAUM · $1.1B to $1.3BFeb 2, 2026 to Mar 31, 2026
- Individual RAUM · $346M to $379MFeb 2, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $149M to $163MFeb 2, 2026 to Mar 31, 2026
- Pension RAUM · $46.7M to $26.9MFeb 2, 2026 to Mar 31, 2026
- RAUM · $1.5B to $1.7BFeb 2, 2026 to Mar 31, 2026
- Other offices · 5 to 6Dec 2, 2025 to Feb 2, 2026
- Accounts · 3,414 to 3,896Feb 25, 2025 to Mar 28, 2025
- BD registered reps · 9 to 6Feb 25, 2025 to Mar 28, 2025
- HNW clients · 360 to 860Feb 25, 2025 to Mar 28, 2025
- Individual clients · 998 to 516Feb 25, 2025 to Mar 28, 2025
- Employees · 22 to 21Feb 25, 2025 to Mar 28, 2025
- Financial planning clients · 51-100 to 51-100Feb 25, 2025 to Mar 28, 2025
- State-registered IARs · 19 to 21Feb 25, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.3BFeb 25, 2025 to Mar 28, 2025
- HNW RAUM · $831M to $1.1BFeb 25, 2025 to Mar 28, 2025
- Individual RAUM · $367M to $346MFeb 25, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $130M to $149MFeb 25, 2025 to Mar 28, 2025
- Pension RAUM · $21.2M to $46.7MFeb 25, 2025 to Mar 28, 2025
- RAUM · $1.2B to $1.5BFeb 25, 2025 to Mar 28, 2025
- Other offices · 6 to 5Jan 2, 2025 to Feb 25, 2025
- Other offices · 5 to 6Sep 10, 2024 to Sep 27, 2024
- Accounts · 3,199 to 3,414Jan 2, 2024 to Feb 21, 2024
- Advisory employees · 15 to 18Jan 2, 2024 to Feb 21, 2024
- BD registered reps · 13 to 9Jan 2, 2024 to Feb 21, 2024
- Corporate clients · 15 to 7Jan 2, 2024 to Feb 21, 2024
- HNW clients · 175 to 360Jan 2, 2024 to Feb 21, 2024
Signals
11 dated events
- Treshon Anthony Ingram left Liberty Wealth Management, Llc for Smart Wealth, Llc (registered 2026-01-16)Jan 5, 2026 · Advisor changed firm · fact
- Tracy Owen Tamura left Liberty Wealth Management, Llc for United Planners' Financial Services Of America A Limited Partner (registered 2026-02-23)Mar 10, 2025 · Advisor changed firm · fact
- Eric N Schoonover left Liberty Wealth Management, Llc for Secure Investment Management, Llc (registered 2025-06-11)Feb 20, 2025 · Advisor changed firm · fact
- Scott Jeffrey Cannizzaro (Chief Compliance Officer) no longer on Schedule A of Liberty Wealth Management, Llc (listed 2021-03-29, absent 2021-07-13)Jul 13, 2021 · Control person left · inference
- Wayne Drew Taylor (Chief Executive Officer/Chief Compliance Officer) no longer on Schedule A of Liberty Wealth Management, Llc (listed 2020-06-11, absent 2020-10-29)Oct 29, 2020 · Control person left · inference
- Scott Jeffrey Cannizzaro (Chief Compliance Officer) appeared on Schedule A of Liberty Wealth Management, LlcOct 29, 2020 · Control person joined · fact
- Melissa Gutwald (Controller) no longer on Schedule A of Liberty Wealth Management, Llc (listed 2019-04-29, absent 2019-06-27)Jun 27, 2019 · Control person left · inference
- Mae Heidi Sullivan (Controller) appeared on Schedule A of Liberty Wealth Management, LlcJun 27, 2019 · Control person joined · fact
- L Ron Guidi (Chief Compliance Officer) no longer on Schedule A of Liberty Wealth Management, Llc (listed 2019-02-19, absent 2019-04-24)Apr 24, 2019 · Control person left · inference
- Liberty Wealth Management, Llc reported RAUM $922.3M, up 80% from $511.0M (2018-08-20 to 2018-11-07)Nov 7, 2018 · RAUM change · derived
- Liberty Wealth Management, Llc filed its initial SEC registration (Form ADV)Dec 21, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Liberty Wealth Management, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- info@libertygroupllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- optout@libertygroupllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- retire@libertygroupllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-229-9002reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 510-658-1880reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 510-658-1886reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- libertygroupllc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 510-903-5489reportedpublic record, Form ADV, Sep 2, 2026
- Contact form
- libertygroupllc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- libertygroupllc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026