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RIA / WealthAdvisor26 years in industry

HEINRICH KARL BRANDT

Advisor at BRANDT WEALTH ADVISORS, LLC

CENTREVILLE, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRANDT WEALTH ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 22, 1999
First registration: Feb 16, 2000
Dual registered: no
Other names: HENRY KARL BRANDT
IAPD individual key: 4089098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRANDT WEALTH ADVISORS, LLC	State registered	Jan 9, 2013	n/a	yes	CENTREVILLE, MD	Current employment
LOVETT ADVISORS	Former SEC adviser	Jul 21, 2011	Oct 23, 2012	no	WILMINGTON, DE	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Oct 20, 2008	Jun 30, 2011	no	Ridgely, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 7, 2008	Aug 22, 2008	no	CENTREVILLE, MD\|SAN DIEGO, CA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Aug 1, 2005	Jul 24, 2008	no	CENTREVILLE, MD\|CENTREVILLE, MD	Previous registration
WYE FINANCIAL SERVICES LLC	n/a	Nov 26, 2002	Dec 15, 2005	no	EASTON, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 16, 2000	Apr 25, 2002	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LOVETT ADVISORS	BRANDT WEALTH ADVISORS, LLC	Oct 23, 2012	Jan 9, 2013	78	Firm change	Other
NATIONWIDE SECURITIES, LLC	LOVETT ADVISORS	Jun 30, 2011	Jul 21, 2011	21	Firm change	Other
LPL FINANCIAL LLC	NATIONWIDE SECURITIES, LLC	Aug 22, 2008	Oct 20, 2008	59	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jul 24, 2008	May 7, 2008	-78	Firm change after gap	Other
WYE FINANCIAL SERVICES LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Dec 15, 2005	Aug 1, 2005	-136	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WYE FINANCIAL SERVICES LLC	Apr 25, 2002	Nov 26, 2002	215	Firm change	Other

Relationships

Registered with (7)

→ BRANDT WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 9, 2013 to presentfactForm ADV
→ LOVETT ADVISORSRegistered adviserregistration: previous registration
Jul 21, 2011 to Oct 23, 2012factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 20, 2008 to Jun 30, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 7, 2008 to Aug 22, 2008factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Aug 1, 2005 to Jul 24, 2008factForm ADV
→ WYE FINANCIAL SERVICES LLCRegistered adviserregistration: previous registration
Nov 26, 2002 to Dec 15, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 16, 2000 to Apr 25, 2002factForm ADV

Dated events

No dated event names this entity yet.