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Registered advisor
H••••••• K••• B•••••
Feed of 09/14/2026
Also filed as Henry K••• B•••••
At current firm
13 y
since Jan 9, 2013
In the industry
26 y
since Dec 22, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••• W••••• A•••••••• L•• state registered currentsince Jan 9, 2013 · Centreville, Md
- L••••• A••••••• formerJul 21, 2011 to Oct 23, 2012 · Wilmington, De
- N••••••••• S••••••••• L•• no RAUMOct 20, 2008 to Jun 30, 2011 · Ridgely, Md
- L•• F•••••••• L•• BD affiliatedMay 7, 2008 to Aug 22, 2008 · Centreville, Md
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedAug 1, 2005 to Jul 24, 2008 · Centreville, Md
- W•• F•••••••• S••••••• L•• unclassifiedNov 26, 2002 to Dec 15, 2005 · Easton, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 16, 2000 to Apr 25, 2002 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- L••••• A••••••• to B••••• W••••• A•••••••• L••left Oct 23, 2012, registered Jan 9, 2013 (78 days) · Other
- N••••••••• S••••••••• L•• to L••••• A•••••••left Jun 30, 2011, registered Jul 21, 2011 (21 days) · Other
- L•• F•••••••• L•• to N••••••••• S••••••••• L••left Aug 22, 2008, registered Oct 20, 2008 (59 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 24, 2008, registered May 7, 2008 (-78 days) · Other
- W•• F•••••••• S••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Dec 15, 2005, registered Aug 1, 2005 (-136 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•• F•••••••• S••••••• L••left Apr 25, 2002, registered Nov 26, 2002 (215 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address