DFX Intelligence

T••••• W•••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant41 years in industry

T••••• W•••• Y••••

Advisor at P• W••••• A•••••••• L••

SALT LAKE CITY, UT | BEAVER, PA

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Search this name across graphsid dfx:ria:3138479e-393b-fe32-20b1-a252657b1e0c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 2, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P• W••••• A•••••••• L••	State registered	Jan 20, 2022	n/a	yes	SALT LAKE CITY, UT\|BEAVER, PA	Current employment
P••••••••• E•••••••• P•••••••• L••	Former SEC adviser	Nov 2, 2018	Feb 11, 2021	no	Beaver, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• E•••••••• P•••••••• L••	P• W••••• A•••••••• L••	Feb 11, 2021	Jan 20, 2022	343	Firm change	Other
M•••••• A••••• S••••••••• L••	P••••••••• E•••••••• P•••••••• L••	Nov 1, 2018	Nov 2, 2018

Relationships

Registered with (4)

→ P• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 20, 2022 to presentfactForm ADV
→ P••••••••• E•••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2018 to Feb 11, 2021factForm ADV
→ M•••••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2013 to Nov 1, 2018factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3138479e-393b-fe32-20b1-a252657b1e0c
First observed: Nov 19, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.