RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W•••• Y••••
- P• W••••• A•••••••• L•• state registered currentsince Jan 20, 2022 · Salt Lake City, Ut
- P••••••••• E•••••••• P•••••••• L•• formerNov 2, 2018 to Feb 11, 2021 · Beaver, Pa
- M•••••• A••••• S••••••••• L•• BD affiliatedJan 4, 2013 to Nov 1, 2018 · San Diego, Ca
- A••••••• A••••••• S••••••• formerNov 19, 2003 to Dec 31, 2012 · Beaver, Pa
- P••••••••• E•••••••• P•••••••• L•• to P• W••••• A•••••••• L••left Feb 11, 2021, registered Jan 20, 2022 (343 days) · Other
- M•••••• A••••• S••••••••• L•• to P••••••••• E•••••••• P•••••••• L••left Nov 1, 2018, registered Nov 2, 2018 (1 days) · Other
- A••••••• A••••••• S••••••• to M•••••• A••••• S••••••••• L••left Dec 31, 2012, registered Jan 4, 2013 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address