DFX Intelligence

M••••••• Z••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M••••••• Z••••••

Advisor at C••••••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:313bb224-2d5d-9029-284d-41c5956af588

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Nov 14, 2022	n/a	yes	SOUTHAMPTON, PA\|CONSHOHOCKEN, PA\|WILLOW GROVE, PA	Current employment
H••••• A•••••••	Independent wealth	Sep 28, 2020	Nov 1, 2022	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• A•••••••	C••••••• S••••••••• I•••	Nov 1, 2022	Nov 14, 2022	13	Firm change	RIA to ibd
S•••••••• S•••••••••	H••••• A•••••••	Aug 28, 2020	Sep 28, 2020

Relationships

Registered with (8)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Nov 14, 2022 to presentfactForm ADV
→ H••••• A•••••••Registered adviserregistration: previous registration
Sep 28, 2020 to Nov 1, 2022factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Apr 7, 2017 to Aug 28, 2020factForm ADV
→ N••• F•••••• I••••••••• S•••••••• L••

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:313bb224-2d5d-9029-284d-41c5956af588
First observed: Jun 16, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.