DFX Intelligence

T•••••• L•• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

T•••••• L•• B••••••••

Advisor at R•••• • G•••••• W••••• M•••••••••

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:316eab75-7951-8781-5047-79b1c2c82d64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• • G•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• • G•••••• W••••• M•••••••••	Independent wealth	Nov 21, 2024	n/a	yes	THE WOODLANDS, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 14, 2024	Nov 25, 2024	no	Spring, TX\|SAN DIEGO, CA\|THE WOODLANDS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••• • G•••••• W••••• M•••••••••	Nov 25, 2024	Nov 21, 2024	-4	Firm change	Ibd to RIA
C•••••• S••••• • C••• I•••	L•• F•••••••• L••	Apr 10, 2024	Jun 14, 2024

Relationships

Registered with (4)

→ R•••• • G•••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2024 to Nov 25, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 21, 2011 to Apr 10, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Nov 25, 2024
Advisor changed firm
T•••••• L•• B•••••••• left L•• F•••••••• L•• for R•••• • G•••••• W••••• M••••••••• (registered 2024-11-21)
Form ADVobserved 7 days ago
Occurred
Apr 10, 2024
Advisor changed firm
T•••••• L•• B•••••••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2024-06-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:316eab75-7951-8781-5047-79b1c2c82d64
First observed: Aug 14, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.