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R•••• • G•••••• W••••• M•••••••••, LLC, CRD 283027
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••••• G•••• R•••• | Certified Financial Planner | THE WOODLANDS, TX | 10 | 31 | 3 | no |
| K••• W•••••• N•••••••• | Certified Financial Planner | THE WOODLANDS, TX | 8 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| R••••• J••••••• G•••• | MANAGING MEMBER | E | yes | 04/2016 | Jul 17, 2026 | Jul 17, 2026 |
| M••••••• K•••• M•••••• | Member | A | no | 01/2023 | Jul 17, 2026 | Jul 17, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SANTA BARBARA | CA | United States | 5 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 6 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $863M | 53.3% | $514M | 37.0% | 31 | 18 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•••••• M••••• L•• | 2 | May 7, 2016 | Oct 18, 2017 | HOUSTON, TX | Team lift out | Other | 15.4% |
| no |
| K••• M•••••• M•••••• | Certified Financial Planner | THE WOODLANDS, TX | 8 | 11 | 1 | no |
| D•••• R••••• H••••• | Chartered Financial Analyst | THE WOODLANDS, TX | 7 | 10 | 2 | no |
| T•••• C••••• M••••• | Certified Financial Planner | THE WOODLANDS, TX | 4 | 12 | n/a | no |
| B•••••••• M••••••• W••••••• | Certified Financial Planner | THE WOODLANDS, TX | 4 | 12 | n/a | no |
| C•••••• H•••••••• | Certified Financial Planner | THE WOODLANDS, TX | 4 | 12 | n/a | no |
| C••••• P••••• N••• | Certified Financial Planner | THE WOODLANDS, TX | 2 | 9 | 1 | no |
| M•••••• M••••• R••••• | n/a | THE WOODLANDS, TX | 1 | 17 | 1 | no |
| T•••••• L•• B•••••••• | Certified Financial Planner | THE WOODLANDS, TX | 1 | 28 | 3 | no |
| C••• D••••• M•••••• | n/a | THE WOODLANDS, TX | 1 | 11 | n/a | no |
| J••• W••••• W••• F•••••• | Certified Financial Planner | THE WOODLANDS, TX | 1 | 12 | n/a | no |
| W•••••• S•••••• W••••• | n/a | THE WOODLANDS, TX | 1 | 20 | 1 | no |
| J••• A•••••••• G••••• | n/a | THE WOODLANDS, TX | 1 | 15 | 3 | no |
| G••••• S••••• | n/a | THE WOODLANDS, TX | 0 | 12 | n/a | no |
| A••••• M•••••• | Certified Financial Planner | THE WOODLANDS, TX | 0 | 12 | 2 | no |
| S•••••• C•••••• E•••• | n/a | THE WOODLANDS, TX | 0 | 10 | n/a | no |
| D••••• M•••••• M•• | n/a | THE WOODLANDS, TX | 0 | 14 | n/a | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 01/2017 |
| Jul 17, 2026 |
| Jul 17, 2026 |
| $1.1B |
| $1.1B |
| 27 |
| 12 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 21, 2025 | $863M | $863M | 18 | 9 | 1 | n/a | n/a |
| 2023 | Mar 26, 2024 | $694M | $694M | 14 | 7 | 1 | n/a | n/a |
| 2022 | Mar 29, 2023 | $514M | $514M | 13 | 6 | 1 | n/a | n/a |
| 2021 | Feb 22, 2022 | $538M | $538M | 13 | 6 | 1 | n/a | n/a |
| 2020 | Mar 18, 2021 | $451M | $451M | 9 | 5 | 1 | n/a | n/a |
| 2019 | Feb 17, 2020 | $341M | $341M | 9 | 4 | 1 | n/a | n/a |
| 2018 | Mar 28, 2019 | $330M | $330M | 10 | 4 | 1 | n/a | n/a |
| 2017 | Mar 26, 2018 | $313M | $312M | 12 | 5 | 0 | n/a | n/a |
| 2016 | Mar 24, 2017 | $292M | $290M | 11 | 2 | n/a | n/a | n/a |